Compliance Training

Online Instructor-led (2 days)

Classroom (2 days)

Online Self-paced (16 hours)

PCI DSS Implementer Course Outline

Module 1: Scoping and Assessment

  • Professionals to Assist with PCI DSS Assessments
  • Reporting Results of PCI DSS Assessments
  • Choosing an Approved Scanning Vendor
  • PCI DSS Assessment Process

Module 2: Attestation of Compliance for Report – Merchants and Service Provider

  • Assessment Information
  • Report on Compliance           
  • Validation and Attestation Details

Module 3: Encryption Key Management Essentials

  • What is Encryption Key Management?
  • Encryption Key Management and PCI Compliance
  • Project Planning and Estimation Tools
  • NIST Recommendation for Key Management
  • Types of Encryption Keys
  • How Encryption Key Systems Work?
  • Full Life-Cycle of Keys
  • Segregated Roles in Key Management

Module 4: Patch Management and Software Development

  • What are Security Patches?  
  • Update the Software
  • Tips for Patch Management and PCI Requirement
  • Create Processes for Software Development
  • Use Web Application Firewalls
  • Compensating Controls for Patches and Vulnerabilities

Module 5: Tokenisation PCI DSS Requirements

  • What is PCI DSS Tokenisation?
  • Considerations for Implementing PCI DSS Tokenisation
  • What are the PCI DSS Tokenisation Requirements?
  • Tokenisation PCI DSS System Design
  • PCI DSS Token Mapping Requirements
  • PCI DSS Card Data Vault Requirements
  • Optimise PCI Data Encryption and Tokenisation

Module 6: PCI Penetration Testing

  • What is PCI DSS Penetration Testing?
  • How is a Penetration Test Different from a Vulnerability Scan?
  • PCI Penetration Testing Requirements
  • PCI Penetration Testing Methodology
  • PCI Penetration Test Components
  • Methods of Penetration Tests
  • Penetration Testing Reporting Guidelines
  • Penetration Test Report Evaluation Tool

Module 7: Managing Third-Party Risks

  • List of Service Providers
  • Agreements with Service Providers
  • Perform Due Diligence on the Service Providers
  • Evaluate Your Service Providers
  • Determine the Requirements

Module 8: Document Changes

  • Introduction
  • Change Types
  • Changes to PCI DSS Introductory Sections
  • General Changes to PCI DSS Requirements
  • Additional Changes per Requirement
  • New Requirements

Module 9: Best Practices for Implementing PCI DSS

  • Monitoring of Security Controls
  • Ensuring All Failures
  • Review Changes to the Environment
  • Changes to Organisational

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Who should attend this PCI DSS Implementer Course?

The PCI DSS Implementer Training Course is designed for professionals who are responsible for implementing and maintaining Payment Card Industry Data Security Standard (PCI DSS) compliance within their organisations. Here are the professionals who can greatly benefit from attending this course:

  • IT Security Managers
  • Compliance Managers
  • IT Managers
  • Information Security Officers
  • Risk Managers
  • Network Administrators
  • Security Analysts

Prerequisites of the PCI DSS Implementer Course

There are no formal prerequisites for attending this PCI DSS Implementer Training Course. However, it is recommended to complete the PCI DSS Foundation Course, before attending the Implementer Training.

PCI DSS Implementer Course Overview

Compliance Courses are crucial in today's digital landscape. PCI DSS Implementer Training ensures organisations meet Payment Card Industry Data Security Standard (PCI DSS) requirements, safeguarding sensitive data and building trust with customers. Adhering to PCI DSS not only safeguards financial transactions but also upholds the reputation of businesses.

Professionals in IT, Finance, and Data Security should master PCI DSS compliance. Understanding this subject is vital for ensuring secure transactions, protecting customer information, and avoiding costly data breaches. Ensuring compliance boosts customer trust and safeguards the company against potential penalties arising from data breaches.

The Knowledge Academy's 1-day PCI DSS Implementer Compliance Course equips delegates with the knowledge and skills to implement PCI DSS effectively, reduce security risks, and achieve compliance. This training course will be conducted by our highly experienced instructors who will help delegates understand the subject in detail.

Course Objectives

  • To understand the principles of PCI DSS compliance
  • To learn how to assess and mitigate security risks
  • To develop strategies for securing payment card data
  • To create and implement compliance policies and procedures
  • To prepare for PCI DSS audits and assessments
  • To stay updated on evolving PCI DSS standards

Upon completion of this course, delegates will gain expertise in PCI DSS compliance, reducing the risk of data breaches and ensuring their organisations meet industry standards, enhancing both security and customer trust.

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What’s included in this PCI DSS Implementer Training Course?

  • World-Class Training Sessions from Experienced Instructors
  • PCI DSS Implementer Certificate
  • Digital Delegate Pack

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Online Instructor-led (1 days)

Classroom (1 days)

Online Self-paced (8 hours)

PCI DSS Foundation Course Outline

Module 1: Introduction to PCI DSS

  • What is the PCI DSS?
  • Who has to Comply with the PCI DSS?
  • Benefits of PCI DSS Compliance
  • Penalties for Non-Compliance with the PCI DSS

Module 2: Building and Maintaining Secure Network

  • Install and Maintain Firewall Configuration
  • System Passwords and Other Security Parameters

Module 3:  Protecting Data

  • Protect Cardholder Data
  • Protect Stored Cardholder Data
  • Encrypt Transmission of Cardholder Data

Module 4: PCI DSS Compliance Requirements

  • PCI DSS Compliance
  • 12 PCI DSS Requirements
  • PCI DSS Compliance Checklist
  • Additional PCI DSS Requirements
  • Future of PCI Compliance

Module 5: Understanding PCI DSS v4.0

  • Approaches for Implementing and Validating PCI DSS
  • PCI DSS Validation Approaches
  • Understanding the Layout and Content in PCI DSS

Module 6:  Prioritise Approach to Pursue PCI DSS Compliance

  • What is the Prioritised Approach?
  • Objectives of the Prioritised Approach
  • Milestones for Prioritising PCI DSS Compliance Efforts
  • Mapping the Prioritised Approach Milestones to PCI DSS v4.0 Requirement

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Who should attend this PCI DSS Foundation Course?

The PCI DSS Foundation Course is designed for individuals who are new to Payment Card Industry Data Security Standard (PCI DSS) compliance and want to gain a foundational understanding of its principles. The following professionals will benefit from this course:

  • IT Managers
  • Security Analysts
  • Compliance Managers
  • Risk Managers
  • Network Administrators
  • Auditors and Assessors
  • Retail Managers and E-commerce Professionals

Prerequisites of the PCI DSS Foundation Course

There are no formal prerequisites for this PCI DSS Foundation Course. However, a basic understanding of Information Security can be beneficial for the delegates.

PCI DSS Foundation Course Overview

Compliance Courses introduces professionals to the essential world of PCI DSS, focusing on Payment Card Industry Data Security Standard compliance. With data breaches and cyber threats on the rise, mastering PCI DSS is paramount in safeguarding sensitive financial information and maintaining trust in the digital era. This course aims to provide delegates with a foundational understanding of PCI DSS.

Understanding PCI DSS is crucial for a wide range of professionals, including IT Security Specialists, Compliance Officers, and Business Owners. Mastery of this subject ensures they can protect their organisations from security breaches, avoid hefty penalties, and demonstrate their commitment to data security.

This 1-day training by the Knowledge Academy equips delegates with a solid foundation in PCI DSS. They will learn the key principles, requirements, and best practices for compliance, enabling them to navigate the complex world of data security with confidence and expertise. They will also learn about the the importance of compliance, the risks of non-adherence, and the fundamental requirements that underpin this security standard.

Course Objectives

  • To grasp the fundamentals of PCI DSS and its significance in data protection
  • To comprehend the compliance requirements and how they apply to various industries
  • To identify potential risks and vulnerabilities in payment card data handling
  • To develop strategies for implementing PCI DSS best practices within an organisation
  • To learn how to prepare for PCI DSS assessments and audits
  • To enhance the skills necessary to maintain ongoing PCI DSS compliance

Upon completion of this course, delegates will gain the knowledge and skills to protect sensitive financial data effectively, ensuring their organisations adhere to PCI DSS standards and avoid costly security breaches.

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What’s included in this PCI DSS Foundation Training Course?

  • World-Class Training Sessions from Experienced Instructors
  • PCI DSS Foundation Certificate
  • Digital Delegate Pack
 

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Online Instructor-led (1 days)

Classroom (1 days)

Online Self-paced (8 hours)

Introduction to Basel IV Training​ Course Outline

Module 1: Revision of the Standardised Approach for Credit Risk

  • What is Standardised Approach?
  • Provisions in Detail 

Module 2: Future of the IRB Approach 

  • Basel Committee’s Initiative to Improve the IRB Approach
  • Definition of Default
  • Risk Estimates
  • Treatment of Defaulted Assets

Module 3: New Standardised Approach to Measure Counterparty Credit Risk (SA-CCR)

  • Counterparty Credit Risk 
  • Measurement of Counterparty Credit Risk According to SA-CCR
  • Expected Impact on the Banking Industry

Module 4: New Basel Securitisation Framework and Basel IV for Funds

  • Current EU Securitisation Framework
  • Revisions to the Securitisation Framework
  • Assignment to the Trading Book or Banking Book 
  • Own Funds Requirements for Funds in the Banking Book

Module 5: New Framework for Market Risks 

  • Trading Book Boundary 
  • Revised Standardised Approach for Market Price Risks 
  • Internal Model Approach for Market Risk (IMA-TB)

Module 6: CVA Risk Capital Charge Framework 

  • Credit Valuation Adjustment (CVA)
  • FRTB-CVA Framework 
  • Basic CVA Framework 
  • Additional Aspects and Expected Effects 

Module 7: New Basel Framework for Large Exposures

  • Scope 
  • Large Exposure Limits 
  • Eligible Capital 
  • Counterparties and Connected Counterparties 
  • What is Exposure?
  • Assessment Base
  • Recognition of Credit Risk Mitigation 
  • Exemptions 
  • Look Through of Funds and Securitisations 
  • Regulatory Reposting 

Module 8: TLAC and MREL

  • Regulations in Detail
  • Operational Impact

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Who should attend this Introduction to Basel IV Training Course?

The Introduction to Basel IV Course is designed for professionals in the financial sector seeking to understand the latest regulatory framework and its implications.

Here are the professionals who can benefit greatly from attending this course:

  • Credit Officers
  • Risk Managers
  • Bankers and Financial Executives
  • Regulatory and Compliance Officers
  • Financial Analysts
  • Economists
  • Financial Consultants

Prerequisites of the Introduction to Basel IV Training Course

There are no formal prerequisites for this Introduction to Basel IV Course. However, a basic understanding of banking and finance can be beneficial for the delegates.

Introduction to Basel IV Training Course Overview

Compliance Training has never been more crucial in the financial sector. Compliance Courses like the Introduction to Basel IV Training Course offers a comprehensive exploration of this vital subject. In a rapidly evolving regulatory landscape, understanding Basel IV is paramount for financial institutions to ensure stability and trust in the global market.

Professionals across the finance, risk management, and regulatory sectors should aim to master this subject. Compliance Courses like Basel IV are essential, as they equip professionals with the knowledge and skills required to navigate complex regulations, maintain financial stability, and protect their institutions from risks and penalties.

This 1-day training by the Knowledge Academy will provide delegates with a deep understanding of Basel IV principles and requirements. Delegates will learn to apply these principles to real-world scenarios, enabling them to make informed decisions and ensure compliance. Upon completion, delegates will be well-equipped to contribute to their organisations' compliance efforts, ultimately benefiting from enhanced career prospects and the ability to safeguard their institution's financial well-being.

Course Objectives:

  • To provide a comprehensive overview of Basel IV regulations
  • To explain the key principles and requirements of Basel IV
  • To highlight the implications of Basel IV on financial institutions
  • To offer practical insights into compliance and risk management under Basel IV
  • To address common challenges and best practices in Basel IV implementation.
  • To empower participants with the knowledge and tools needed for successful compliance.

Upon completion, delegates will benefit by having a solid understanding of Basel IV, enabling them to proactively manage regulatory compliance and risk within their financial organisations. This newfound knowledge will equip them to make informed decisions, ensuring that their financial institutions remain compliant while optimising capital and operational strategies.

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What’s included in this Introduction to Basel IV Training Course?

  • World-Class Training Sessions from Experienced Instructors
  • Introduction to Basel IV Certificate
  • Digital Delegate Pack

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Online Instructor-led (1 days)

Classroom (1 days)

Online Self-paced (8 hours)

Security Governance and Compliance Training Course Outline

Module 1: Introduction to Security Governance

  • Introduction
  • Approaches to Security Governance
  • Governance Processes
  • Implementation

Module 2: Aspect of Cyber Security Governance

  • Strategic Integration
  • Allied Disciplines
  • Cyber Risk Mitigation Approach
  • Adaptability and Agility
  • Senior Engagement
  • Cyber Risk Analytics

Module 3: Assessing an Organisation’s Cyber Security Governance

  • Introduction
  • Cyber Prep Levels
    • Level 1
    • Level 2
    • Level 3
    • Level 4
    • Level 5

Module 4: Compliance Management

  • What is Compliance Management?
  • Essentials of Successful Compliance Programme
  • Significance of Compliance
  • Devising Proper Systems to Ensure Compliance
  • Ensuring Adequacy and Effectiveness of Compliance System
  • Internal Compliance Reporting Mechanisms
  • Use of Technology for Compliance Management

Module 5: Internal Control

  • Introduction
  • Nature, Scope, and Elements
  • Techniques of Internal Control System
  • Steps for Internal Control
  • Coso’s Internal Control Framework
  • Role and Responsibilities with Regard to Internal Control

Module 6: Reporting

  • Introduction
  • Financial Reporting
  • Non-financial Reporting
  • Board Reporting
  • Corporate Social Responsibility Report
  • Corporate Sustainability Reporting
  • Global Reporting Initiative
  • Sustainability Reporting Framework
  • Challenges in Mainstreaming Sustainability Reporting
  • Integrated Reporting
  • Relation Between Integrated Reporting and Sustainability Reporting

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Who should attend this Security Governance and Compliance Training Course?

The Security Governance and Compliance Training Course is designed for individuals who want to learn the principles and practices that ensure an organisation meets its Information Security obligations, both internally and as mandated by external regulatory bodies. This course would be highly beneficial for a range of professionals, including:

  • Information Security Officers
  • Compliance Officers
  • IT Managers and Executives
  • Internal and External Auditors
  • Risk Management Professionals
  • Data Privacy Officers
  • Business Continuity and Disaster Recovery Planners
  • Security Consultants

Prerequisites of the Security Governance and Compliance Training Course

There are no formal prerequisites for attending this Security Governance and Compliance Training Course.

Security Governance and Compliance Training Course Overview

Compliance Courses are a crucial component of modern business operations. This course takes a deep dive into the intricacies of security governance and compliance, shedding light on its immense significance. As organisations grapple with ever-increasing regulatory requirements and data security concerns, understanding the nuances of Compliance Training becomes paramount.

The importance of Compliance Courses cannot be overstated, particularly in today's business environment. Professionals across a spectrum of industries need to master this subject. Those in roles related to Information Security, Risk Management, Audit, and Regulatory compliance are at the forefront of ensuring their organisations adhere to legal and ethical standards.

This 1-day training offered by the Knowledge Academy is designed to empower delegates with practical insights and actionable strategies. Delegates will gain a comprehensive understanding of security governance and compliance, ensuring they can effectively navigate complex regulatory landscapes. By the end of the course, attendees will be well-prepared to design and implement compliance strategies within their organisations.

Course Objectives:

  • To provide a comprehensive understanding of security governance and compliance
  • To equip professionals with the knowledge and tools to navigate complex regulatory landscapes
  • To empower delegates to implement effective compliance strategies within their organisations
  • To enhance delegates' ability to identify and mitigate security risks
  • To foster a culture of ethical and responsible conduct in the workplace
  • To prepare delegates for compliance audits and assessments

Upon completion of this training, delegates will benefit by gaining the knowledge and skills needed to confidently manage compliance within their organisations, ensuring legal and ethical standards are upheld. This will result in the security and integrity of sensitive data and foster a culture of trust and responsibility, ultimately contributing to the long-term success and sustainability of their organisations.

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What’s included in this Security Governance and Compliance Training Course?

  • World-Class Training Sessions from Experienced Instructors
  • Security Governance and Compliance Certificate
  • Digital Delegate Pack

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Online Instructor-led (1 days)

Classroom (1 days)

Online Self-paced (8 hours)

Effective Compliance Training Course Outline

Module 1: Introduction to Effective Compliance

  • Compliance Overview
  • Compliance Sources
  • Core Elements of a Compliance Programme
  • Effectiveness Measures
  • True Value of an Effective Compliance Programme
  • Common Areas of Compliance
  • Who is Responsible for Compliance Management?
  • Risk Based Compliance Management Solutions

Module 2: Effectiveness a Two-Dimensional Evaluation

  • Effort Defined
  • Definition of Outcome
  • Outcome Assessment

Module 3: Measuring Effectiveness Compliance Programme Indicators

  • Policies and Procedures
  • Ongoing Education and Training
  • Open Lines of Communication
  • Ongoing Monitoring and Auditing
  • Enforcement and Discipline
  • Investigation, Response and Prevention

Module 4: Psychology of Compliance

  • Techniques Used
    • Door in the Face Technique
    • Foot in the Door Technique
    • Lowball Technique
    • Ingratiation
  • Research
  • Factors Influence Compliance

Module 5: Effective Compliance Training Methods

  • Delivering Effective Programmes
    • Facilitated Training
    • Web-Based Training
    • PowerPoint Lecture Approach
    • Talking Head Videos
    • Written Self-Study
  • Methods of Evidencing Training Effectiveness

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Who should attend this Effective Compliance Training Course?

The Effective Compliance Training Course is designed to equip attendees with the knowledge, skills, and best practices to develop and implement robust compliance programmes within their organisations. The following professionals can benefit greatly from attending this course:

  • Compliance Officers and Managers
  • Risk Management Professionals
  • Internal and External Auditors
  • Legal Professionals
  • Human Resources Managers
  • IT and Cybersecurity Professionals
  • Regulatory Affairs Specialists

Prerequisites of the Effective Compliance Training Course

There are no formal prerequisites for attending this Effective Compliance Training Course.

Effective Compliance Training Course Overview

Effective Compliance Training is a fundamental aspect of modern corporate operations. This course is designed to explore the intricacies of Compliance and its paramount importance. In today's business environment, where regulatory requirements and ethical obligations continue to evolve, understanding the essentials of compliance is not only relevant but also essential for organisational integrity and longevity.

Knowing the ins and outs of Effective Compliance is crucial for professionals across a wide range of industries. Professionals involved in legal, regulatory, risk management, audit, and corporate governance roles should strive to master this subject. The ever-increasing complexity of regulatory frameworks and the growing significance of data security make these Compliance Courses indispensable.

The Knowledge Academy offers a comprehensive 1-day training course tailored to empower delegates with actionable insights and practical skills in Effective Compliance Training. Delegates will gain a holistic understanding of compliance principles, best practices, and the tools needed to navigate the ever-changing landscape of regulations.

Course Objectives:

  • To provide a comprehensive understanding of Effective Compliance Training
  • To equip professionals with the knowledge and tools to navigate complex regulatory landscapes
  • To empower delegates to implement effective compliance strategies within their organisations
  • To enhance delegates' ability to identify and mitigate compliance risks
  • To foster a culture of ethical and responsible conduct in the workplace
  • To prepare delegates to excel in compliance-related roles and tasks

Upon completion of this training, delegates will benefit by gaining the knowledge and skills needed to excel in the realm of compliance. This will not only ensure legal adherence but also safeguard sensitive data, mitigate risks, and protect their organisation's reputation.

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What’s included in this Effective Compliance Training Course?

  • World-Class Training Sessions from Experienced Instructors
  • Effective Compliance Training Certificate
  • Digital Delegate Pack

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Online Instructor-led (1 days)

Classroom (1 days)

Online Self-paced (8 hours)

Medical Compliance Training Course Outline

Module 1: Healthcare Compliance

  • What is Healthcare Compliance?
  • Core Elements of Compliance
  • Laws Related to Compliance
  • CERT and OIG Work Plan as Compliance Tools
  • Choosing a Compliance Point of Contact

Module 2: Healthcare Compliance Officer

  • Accreditation Compliance
  • Who’s Responsible for Healthcare Compliance?
  • Responsibilities of Healthcare Compliance Officer
  • Challenges for Healthcare Compliance Officers

Module 3: Medication Compliance

  • Causes of Medication Noncompliance
  • Medication Compliance Vs Medication Adherence
  • Strategies to Improve Patient Compliance with Medication

Module 4: Regulatory Compliance

  • Introduction to Regulatory Compliance
  • Regulatory Requirements for Healthcare Organisations
  • Healthcare Compliance Regulations
    • Safeguarding Privacy and Ensuring Quality Care
    • Fighting Fraud and Abuse
    • Protecting Healthcare Workers and the Public

Module 5: Medicare Fraud and Abuse Laws

  • Federal Civil False Claims Act (FCA)
  • Anti-Kickback Statute (AKS)
  • Physician Self-Referral Law (Stark Law)
  • Criminal Health Care Fraud Statute
  • Exclusion Statute
  • Civil Monetary Penalties Law (CMPL)

Module 6: Medicare Anti-Fraud and Abuse Partnerships and Agencies

  • Health Care Fraud Prevention Partnership (HFPP)
  • Centres for Medicare and Medicaid Services (CMS)
  • Office of the Inspector General (OIG)
  • Health Care Fraud Prevention and Enforcement Action Team (HEAT)
  • General Services Administration (GSA)

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Who should attend this Medical Compliance Training Course?

The Medial Compliance Training is essential to maintain patient safety, data privacy, and the overall integrity of medical practices. This course will benefit the following professionals:

  • Healthcare Professionals
  • Healthcare Administrators
  • Legal Professionals
  • Quality Assurance Professionals
  • Risk Management Professionals
  • Compliance Officers
  • Auditors

Prerequisites of the Medical Compliance Training Course

There are no formal prerequisites for this Medical Compliance Training Course. However, prior experience in healthcare is recommended but not mandatory. Also, familiarity with medical terminology might prove to be beneficial for the delegates.

Medical Compliance Training Course Overview

Medical compliance refers to the adherence to regulatory guidelines, ethical practices, and accepted standards in the healthcare industry. Ensuring compliance is paramount not only for the legal and smooth operation of healthcare facilities but also for guaranteeing patient safety, maintaining the quality of care, and preserving the trust and integrity of the medical profession. This course sheds light on the principles, standards, and practices that underpin the world of medical compliance.

The importance of Medical Compliance cannot be overstated, especially within the healthcare sector. Healthcare professionals, administrators, and those working in compliance roles are tasked with upholding ethical standards and ensuring the highest level of patient care. Compliance knowledge is critical for safeguarding patient data, preventing fraud, and adhering to the myriad of healthcare regulations.

This 1-day Compliance Course by the Knowledge Academy is tailored to empower delegates with practical insights and actionable strategies in the field of Medical Compliance. Delegates will gain an in-depth understanding of Medical Compliance, enabling them to navigate complex healthcare regulations effectively. This training course will be conducted by our highly experienced trainers who will help delegates gain in-depth knowledge about the subject.

Course Objectives

  • To articulate the organisation’s commitment to comply with federal standards
  • To set a positive tone for organisation about compliance and act ethically
  • To detect the development and violations of corrective action initiatives
  • To achieve compliance with standards using auditing and monitoring
  • To develop regulations protecting the security of health information
  • To design the programme that prevents administrative violation

Upon completing the Medical Compliance Training Course, delegates will be well-versed in the regulatory guidelines and ethical standards governing the healthcare sector. This knowledge will empower them to ensure that healthcare operations remain compliant, enhancing patient safety and the overall reputation of their respective medical institutions.

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What’s included in this Medical Compliance Training Course?

  • World-Class Training Sessions from Experienced Instructors
  • Medical Compliance Certificate
  • Digital Delegate Pack

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Online Instructor-led (1 days)

Classroom (1 days)

Online Self-paced (8 hours)

Consumer Protection Masterclass Outline

Module 1: Consumer Protection - An Overview

  • Rationale for Consumer Protection
  • Who is the Consumer and What is Consumer Interest?
  • Who is Responsible for Consumer Protection?
  • A Framework for Consumer Protection

Module 2: The United Nations Guidelines for Consumer Protection

  • International Instruments and Consumer Protection
  • United Nations Guidelines for Consumer Protection
  • Objectives, Scope of Application and General Principles
  • Principles for Good Business Practices
  • International Cooperation
  • International Institutional Machinery

Module 3: Consumer Law

  • Consumer Law in the United Nations Guidelines for Consumer Protection
  • Constitutional Provisions on Consumer Protection
  • Framework Consumer Protection Laws
  • Interface Between Consumer Laws and Other Laws
  • Sectoral Laws
  • Professional Service Legislation
  • Intellectual Property
  • International Trade Law

Module 4: Consumer Protection Agencies

  • Consumer Protection Agencies in the United Nations Guidelines for Consumer Protection
  • Functions of Consumer Protection Agencies
  • Organizational Models for Consumer Protection Agencies
  • Examples of Government Agencies Within Ministries
  • Consultation Mechanisms
  • Operational Autonomy
  • Link with Competition
  • Non-Statutory Public Bodies
  • Changing Scope of Consumer Protection

Module 5: Business Conduct

  • Business Conduct in the United Nations Guidelines for Consumer Protection
  • Corporate Social Responsibility
  • European Union Definitions of Corporate Social Responsibility
  • ISO 26000 Guidance on Corporate Social Responsibility
  • OECD Guidelines for Multi-National Enterprises
  • Is Corporate Social Responsibility Making Progress?
  • Is it Possible to do Well by Doing Good?
  • Self-Regulation
  • Cross-Border Codes
  • Criteria for Self-Regulation
  • Does Collaboration Work?

Module 6: Competition Law, Consumer Interest and International Cooperation

  • Nature and Characteristics of Competition Law and Policy
  • Concepts of Competition Law
  • Abuse of Dominance
  • Cartels and Collusive Behaviour
  • Mergers and Acquisitions
  • Institutional Architecture for Competition
  • A Challenge for Competition Policy Coherence: Consumer Resistance to Switching
  • International Cooperation in the United Nations Guidelines for Consumer Protection
  • Applicable Law and Jurisdiction
  • Practical International Cooperation
  • International Institutional Machinery

Module 7: Consumer Protection in the Marketplace

  • Product Safety and Liability
  • Consumer Information and Education
  • Consumer Dispute Resolution and Redress
  • Electronic Commerce
  • Privacy and Data Protection

Module 8: Consumer Protection and Basic Goods and Services

  • Financial Services
  • Consumer Protection in the Provision of Utilities
  • Food for All
  • Consumer Protection in the Health Care Protection
  • Sustainable Consumption

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Who should attend this Consumer Protection Masterclass?

The Consumer Rights Training is designed for professionals aiming to gain a comprehensive understanding of consumer rights, laws, and strategies to ensure fair and ethical business practices. This Consumer Rights Training Courses will be beneficial for the following professionals:

  • Legal Professionals
  • Regulatory Authorities
  • Business Owners
  • Entrepreneurs
  • Customer Service Managers
  • Compliance Officers
  • Government Officials
  • Consumer Advocates
  • Retail Managers

Prerequisites of the Consumer Protection Masterclass

There are no formal prerequisites to attend the Consumer Protection Masterclass.

Consumer Protection Masterclass Overview

Consumer Rights Training is a one-day course that explores the vital subject of Consumer Protection. In today's business landscape, understanding and complying with Consumer Protection laws and regulations is of utmost importance to ensure ethical and lawful operations.

To professionals across various industries, mastering Compliance Courses like, Consumer Protection is crucial for upholding ethical business practices, maintaining legal compliance, and safeguarding their reputation. Professionals in legal, marketing, customer service, and management roles should aim to excel in this area.

Consumer Rights Training, provided by the Knowledge Academy, equips delegates with a comprehensive understanding of Consumer Protection laws and regulations. The course offers practical skills to identify and prevent potential compliance violations, strategies for addressing consumer complaints, insights into industry trends, and valuable tools for compliance management.

Course Objectives

  • To provide a comprehensive understanding of Consumer Protection laws and regulations
  • To equip delegates with the skills to identify and prevent potential compliance violations
  • To teach effective strategies for addressing consumer complaints and concerns
  • To offer insights into the latest industry trends and best practices
  • To provide practical tools and resources for compliance management
  • To facilitate networking and knowledge sharing among peers

Upon completion of the Consumer Rights Training, delegates will be proficient in ensuring their organisations adhere to the highest standards of consumer rights and ethical business practices. This expertise not only shields businesses from legal repercussions but also enhances brand trust and loyalty.

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What’s included in this Consumer Protection Masterclass?

  • World-Class Training Sessions from Experienced Instructors
  • Consumer Protection Certificate
  • Digital Delegate Pack

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Online Instructor-led (1 days)

Classroom (1 days)

Online Self-paced (8 hours)

Environmental, Social, and Governance (ESG) Training Course Outline

Module 1: Introduction to ESG

  • Understanding ESG Principles
  • Importance of ESG in Business
  • Evolution of ESG Standards
  • ESG Frameworks and Reporting
  • ESG Integration in Investment

Module 2: Environmental Sustainability

  • Climate Change and Its Impacts
  • Resource Depletion and Conservation
  • Pollution and Waste Management
  • Biodiversity and Ecosystem Preservation

Module 3: Social Impact

  • Overview of Social Impact
  • Human Rights and Labour Practices
  • Diversity, Equality, and Inclusion
  • Community Engagement and Development
  • Stakeholder Management and Partnerships

Module 4: Governance Factors

  • Ethical Leadership and ESG
  • Stakeholder Engagement
  • Transparency and Accountability
  • Risk Management and Compliance
  • Corporate Governance Structures

Module 5: ESG Reporting and Metrics

  • Introduction of ESG Metrics
  • Frameworks and Standards for ESG Reporting (GRI, SASB, TCFD)
  • Importance of Transparency in ESG Reporting
  • Stakeholder Engagement in Reporting
  • Strategies for Effective ESG Communication

Module 6: ESG in Investment Decisions

  • ESG and Responsible Investment
  • Understanding ESG Ratings and Indices
  • ESG Integration in Portfolio Management
  • Role of ESG in Financial Performance

Module 7: ESG Strategy Development and Implementation

  • Designing an Effective ESG Strategy
  • Stakeholder Engagement in ESG Strategy
  • Implementing ESG Initiatives in Operations
  • Monitoring and Evaluating ESG Performance

Module 8: ESG and Risk Management

  • Role of ESG in Enterprise Risk Management (ERM)
  • Identifying and Assessing ESG Risks
  • Integrating ESG into Risk Management Processes
  • ESG Risk Mitigation Strategies
  • ESG Stress Testing and Scenario Analysis

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Who should attend this Environmental, Social, and Governance (ESG) Training Course?

The Environmental, Social, and Governance (ESG) Training Course is designed for individuals who want to understand the concepts, practices, and implications of ESG factors in business and investing. This course will benefit the following professionals:

  • Investment Professionals
  • Financial Analysts
  • Sustainability Managers
  • Risk Managers
  • Compliance Professionals
  • Consultants and Advisors
  • Public Policy Professionals

Prerequisites of the Environmental, Social, and Governance (ESG) Training Course

There are no formal prerequisites for this Environmental, Social, and Governance (ESG) Training Course.

Environmental, Social, and Governance (ESG) Training Course Overview

In today's globalised world, Compliance Courses like, Environmental, Social, and Governance (ESG) Training have gained immense significance. ESG Training is the key to understanding the interplay between business and broader societal and environmental responsibilities. This course illuminates how ESG practices have become vital for sustainable, ethical, and profitable business operations.

Professionals across diverse industries need to master ESG principles. Those in leadership, governance, sustainability, and corporate responsibility roles play a pivotal role in integrating ESG into an organisation's strategy. Moreover, Investors, Analysts, and Stakeholders are increasingly scrutinising ESG performance, making it crucial for professionals to grasp these concepts to protect reputations, attract investments, and ensure business resilience.

The Knowledge Academy's 1-day ESG Training equips delegates with the knowledge and tools to navigate the complex ESG landscape. Delegates will learn to align business strategies with environmental and social responsibility, understand governance practices, and measure ESG performance. This training course will be led by our highly experienced trainers who will help delegates become proficient in the subject.

Course Objectives: 

  • To gain knowledge and skills to integrate ESG in investment decisions
  • To highlight the role of stakeholder engagement in ESG reporting
  • To identify and assess ESG risks and develop strategies for risk mitigation
  • To enhance the ability to align business strategies with ESG and foster sustainability
  • To explore the ESG factors impacting businesses and their implications
  • To provide insights into ensuring accuracy and transparency in ESG reporting processes

After attending this ESG Training Course, delegates will be able to contribute to the development and implementation of ESG policies and initiatives. They will be able to Identify and assess environmental, social, and governance risks and opportunities within organisations.

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What’s included in this Environmental, Social, and Governance (ESG) Training Course?

  • World-Class Training Sessions from Experienced Instructors  
  • Environmental, Social, and Governance (ESG) Training Certificate  
  • Digital Delegate Pack

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Online Instructor-led (1 days)

Classroom (1 days)

Online Self-paced (8 hours)

Corporate Governance Training Course Outline

Module 1: Introduction to Corporate Governance

  • Meaning of Corporate Governance
  • Importance of Corporate Governance
  • Benefits of Good Corporate Governance
  • Objectives of Corporate Governance

Module 2: Theoretical Aspects of Corporate Governance

  • Introduction
  • Theories associated with the development of Corporate Governance
  • Agency Theory
  • Stakeholder Theory
  • Stewardship theory
  • Convergence

Module 3: Corporate Governance Codes

  • What is the Corporate Governance Code?
  • Role of Codes in Convergence of Governance Practices
  • Growth in Corporate Governance Codes

Module 4: Mechanisms of Corporate Governance

  • Internal Mechanisms
  • External Mechanisms

Module 5: Owners and Stakeholders

  • Shareholders and Stakeholders
  • Stakeholder Groups
  • Role of Shareholders and Stakeholders
  • Guidance on Shareholder’s and Stakeholder’s Interests
  • Ownership Structures
  • Family-Owned Firms and Governance

Module 6: Role of Institutional Investors in Corporate Governance

  • Overview
  • Growth of Institutional Share Ownership
  • Influence of Institutional investors
  • Corporate Governance and Performance
  • Tools of Corporate Governance

Module 7: Socially Responsible Investment (SRI)

  • SRI and Corporate Governance
  • Strategies for SRI
  • International Guidance
  • Corporate Social Responsibility
  • Impact on Shareholder Value

Module 8: Directors and Board Structure, Performance and Remuneration

  • Introduction
  • Roles, Duties and Responsibilities
  • Unitary Board versus Dual Board
  • Board Diversity
  • Director’s Renumeration Debate
  • Key Elements of Director’s Renumeration
  • Role of Renumeration Committee and Consultants
  • Performance Measures

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Who should attend this Corporate Governance Training Course?

The Corporate Governance Training Course is designed for individuals who want to understand the principles, practices, and frameworks that govern the management and oversight of corporations. A variety of professionals can benefit from this course, such as:

  • Board Members and Directors
  • C-Suite Executives
  • Corporate Secretaries
  • Compliance Professionals
  • Investors and Shareholders
  • Risk Managers
  • Auditors and Accountants

Prerequisites of the Corporate Governance Training Course

There are no formal prerequisites for this Corporate Governance Training Course.

 

Corporate Governance Training Course Overview

Compliance Courses like, Corporate Governance Training is a fundamental aspect of modern business operations, crucial for maintaining ethical and effective management practices. This course explores the principles and processes that underpin corporate governance and its relevance in today's dynamic corporate landscape.

Knowing Corporate Governance is essential for professionals across various sectors, particularly those in executive and managerial roles. Mastery of this subject is critical for ensuring transparency, accountability, and ethical decision-making within organisations. Executives, Directors, Compliance Officers, and anyone involved in corporate leadership and decision-making should strive to master corporate governance principles.

The 1-day training offered by the Knowledge Academy empowers delegates with in-depth insights into corporate governance. Delegates will gain practical knowledge and tools to design and implement effective governance structures. This training will enhance their ability to make ethical and informed decisions, ensuring compliance with regulations and industry best practices.

Course Objectives:

  • To attain in-depth knowledge about the principles of Corporate Governance
  • To learn different theoretical frameworks and models in Corporate Governance
  • To explore the principles and best practices of effective Corporate Governance
  • To examine the roles, responsibilities, and composition of boards of directors
  • To understand the legal and regulatory aspects of Corporate Governance
  • To identify current trends and challenges in the field of Corporate Governance

After attending this training, delegates will be able to explore the comparison of legal and regulatory frameworks in an international context, enabling them to navigate the complexities of Corporate Governance in a global business environment. They will also be able to implement effective Corporate Governance mechanisms to enhance organisational performance.

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What’s included in this Corporate Governance Training Course?

  • World-Class Training Sessions from Experienced Instructors
  • Corporate Governance Training Certificate   
  • Digital Delegate Pack

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Online Instructor-led (1 days)

Classroom (1 days)

Online Self-paced (8 hours)

Introduction to Basel III Course Outline

Module 1: Introduction to Basel III

  • Overview
  • Three Pillars of Basel III
    • Capital Requirements
    • Leverage Ratio
    • Liquidity Requirements
  • Financial Stability and Basel III
  • Investors and Basel III

Module 2: Financial Markets

  • What is Financial Market?
  • Financial Companies
  • Types of Financial Market
  • Intermediary Functions of the Financial Markets
  • Financial Functions of Financial Markets

Module 3: Repo and Interbank Market Changes

  • What is Repo Rate?
  • Interbank Market
  • How do Banks Determine the Price?
  • How does a Bank Offset Risks?

Module 4: Regulatory Responses

  • What are Regulatory Responses?
  • Examples of the Responses to Financial Crisis

Module 5: Capital Adequacy

  • What is Capital Adequacy Ratio?
  • What is CRAR?
  • Core Capital
  • Tier One Capital
  • Tier Two Capital

Module 6: Trading Book Capital Charges

  • What is Trading Book?
  • What is ‘Book Value’?
  • Historical Costs
  • Mark-to-Market Valuations
  • Price-to-Book Ratio

Module 7: Asset-Backed Securitisations

  • What is Asset-Backed Security?
  • Three Tranches of ABS
  • Types of Asset-Backed Securitisations
    • Home Equity Loans
    • Credit Card Receivables
    • Standard Cost Utilities

Module 8: Value at Risk

  • What is Value at Risk?
  • Techniques to Calculate VAR
    • Historical Method
    • Variance-Covariance Method
    • Monte Carlo Simulation

Module 9: Ring-Fencing

  • What is Ring-Fencing?
  • Examples of Ring-Fencing

Module 10: Gross Leverage

  • Gross Leverage Ratio
  • Equity Multiplier
  • Consumer Leverage Ratio

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Who should attend this Introduction to Basel III Training?

The Introduction to Basel III Course is designed for professionals working in the financial sector to navigate the regulatory landscape, manage risks effectively, and ensure compliance with international standards.

Here are the professionals who can benefit from attending this course:

  • Bankers and Financial Executives
  • Risk Managers
  • Regulatory and Compliance Officers
  • Financial Analysts
  • Auditors
  • Economists
  • Financial Consultants

Prerequisites of the Introduction to Basel III Training Course

There are no formal prerequisites for this Introduction to Basel III Course. However, a basic understanding of banking and finance can be beneficial for the delegates.

Introduction to Basel III Training Course Overview

Basel III, a framework governing international banking standards, is a critical topic for the finance industry. This framework seeks to improve the banking sector's ability to absorb financial and economic shocks, promote greater transparency, and reduce the risk of bank failures. Its relevance cannot be overstated, as it shapes the stability and resilience of financial institutions worldwide and understanding Basel III is pivotal for anyone involved in the finance sector.

Compliance Courses like Basel III is essential for professionals within the financial sector, including Bankers, Risk Managers, Compliance Officers, and Regulators. The framework sets guidelines for capital adequacy, liquidity, and risk management, ensuring banks can weather economic storms and safeguard deposits. Proficiency in Basel III is fundamental in maintaining a sound and secure global banking system.

The Knowledge Academy's 1-day Basel III Training equips delegates with in-depth knowledge and practical skills. Delegates will gain a comprehensive understanding of the Basel III framework, empowering them to navigate its intricacies confidently. This training will enhance their ability to implement Basel III principles within their organisations, making financial institutions more resilient and secure.

Course Objectives

  • To provide a comprehensive understanding of the Basel III framework
  • To equip professionals with practical skills to implement Basel III principles
  • To empower delegates to confidently navigate the complexities of international banking standards
  • To enhance risk management and capital adequacy within financial institutions
  • To prepare delegates to contribute to the stability of the global banking system
  • To ensure compliance with international standards and regulations

Upon completing this training, delegates will benefit by gaining the expertise needed to apply Basel III principles effectively, enhancing the resilience and stability of financial institutions. This knowledge will not only ensure compliance with international standards but also contribute to the long-term success and security of the global banking system.

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What’s included in this Introduction to Basel III Training Course?

  • World-Class Training Sessions from Experienced Instructors
  • Introduction to Basel III Certificate
  • Digital Delegate Pack

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Not sure which course to choose?

Speak to a training expert for advice if you are unsure of what course is right for you. Give us a call on 01344203999 or Enquire.

Compliance Training FAQs

Compliance Training is a structured course designed to instruct individuals and organisations on the rules, regulations, and ethical standards relevant to their industry or profession. It aims to ensure that individuals understand and adhere to legal and ethical guidelines while conducting their work.
Training in Compliance is of paramount importance because it safeguards organisations from legal and ethical violations, financial penalties, and damage to their reputation. It helps maintain transparency, mitigate risks, and fosters a culture of responsibility, ensuring businesses operate ethically and within the confines of the law.
Taking Compliance Training Courses offers several advantages, including enhanced knowledge of industry-specific regulations, improved risk management, the ability to prevent legal issues, and the opportunity to advance one's career by demonstrating a commitment to ethical and responsible business practices.
While specific skills may vary based on Compliance Courses and industries, a strong foundation in communication, critical thinking, attention to detail, and an understanding of the relevant industry or sector are beneficial for attending Compliance Courses.
The objectives of Compliance Training include providing participants with an understanding of industry-specific regulations, ensuring they can apply these regulations effectively in their work, promoting ethical conduct, reducing compliance-related risks, and supporting the organisation's reputation and financial stability.
Being proficient in Compliance rules and regulations help businesses by minimising the risk of legal and ethical violations, protecting the organisation's reputation, reducing financial liabilities, enhancing employee conduct, and ultimately ensuring the long-term sustainability of the business in a competitive and regulated environment.
In these Compliance Courses, you will learn about the specific regulations and standards relevant to your industry or profession, gain the knowledge and skills to apply them effectively, understand how to identify and mitigate compliance risks, and develop a strong ethical framework for conducting business activities. This knowledge will empower you to contribute to the responsible and lawful operation of your organisation.
If you encounter issues accessing any of our courses, including the Compliance Courses, contact our customer support or technical assistance team for a quick resolution.
The Knowledge Academy stands out as a prestigious training provider known for its extensive course offerings, expert instructors, adaptable learning formats, and industry recognition. It's a dependable option for those trying to become efficient Compliance professionals.
Please see our Compliance Training courses available in the United Kingdom
The Knowledge Academy is the Leading global training provider for Compliance Training.
The price for Compliance Training certification in the United Kingdom starts from £1795.

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