Compliance Training

Online Instructor-led (2 days)

Online Self-paced (16 hours)

PCI DSS Implementer Course Outline

Module 1: Scoping and Assessment

  • Professionals to Assist with PCI DSS Assessments
  • Reporting Results of PCI DSS Assessments
  • Choosing an Approved Scanning Vendor
  • PCI DSS Assessment Process

Module 2: Attestation of Compliance for Report – Merchants and Service Provider

  • Assessment Information
  • Report on Compliance           
  • Validation and Attestation Details

Module 3: Encryption Key Management Essentials

  • What is Encryption Key Management?
  • Encryption Key Management and PCI Compliance
  • Project Planning and Estimation Tools
  • NIST Recommendation for Key Management
  • Types of Encryption Keys
  • How Encryption Key Systems Work?
  • Full Life-Cycle of Keys
  • Segregated Roles in Key Management

Module 4: Patch Management and Software Development

  • What are Security Patches?  
  • Update the Software
  • Tips for Patch Management and PCI Requirement
  • Create Processes for Software Development
  • Use Web Application Firewalls
  • Compensating Controls for Patches and Vulnerabilities

Module 5: Tokenisation PCI DSS Requirements

  • What is PCI DSS Tokenisation?
  • Considerations for Implementing PCI DSS Tokenisation
  • What are the PCI DSS Tokenisation Requirements?
  • Tokenisation PCI DSS System Design
  • PCI DSS Token Mapping Requirements
  • PCI DSS Card Data Vault Requirements
  • Optimise PCI Data Encryption and Tokenisation

Module 6: PCI Penetration Testing

  • What is PCI DSS Penetration Testing?
  • How is a Penetration Test Different from a Vulnerability Scan?
  • PCI Penetration Testing Requirements
  • PCI Penetration Testing Methodology
  • PCI Penetration Test Components
  • Methods of Penetration Tests
  • Penetration Testing Reporting Guidelines
  • Penetration Test Report Evaluation Tool

Module 7: Managing Third-Party Risks

  • List of Service Providers
  • Agreements with Service Providers
  • Perform Due Diligence on the Service Providers
  • Evaluate Your Service Providers
  • Determine the Requirements

Module 8: Document Changes

  • Introduction
  • Change Types
  • Changes to PCI DSS Introductory Sections
  • General Changes to PCI DSS Requirements
  • Additional Changes per Requirement
  • New Requirements

Module 9: Best Practices for Implementing PCI DSS

  • Monitoring of Security Controls
  • Ensuring All Failures
  • Review Changes to the Environment
  • Changes to Organisational

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Who should attend this PCI DSS Implementer Course?

The PCI DSS Implementer Training Course is designed for professionals who are responsible for implementing and maintaining Payment Card Industry Data Security Standard (PCI DSS) compliance within their organisations. This Compliance Training can be beneficial for a wide range of professionals, including:

  • IT Security Managers
  • Compliance Managers
  • IT Managers
  • Information Security Officers
  • Risk Managers
  • Network Administrators
  • Security Analysts

Prerequisites of the PCI DSS Implementer Course

There are no formal prerequisites for attending this PCI DSS Implementer Training Course. However, it is recommended to complete the PCI DSS Foundation Course, before attending the Implementer Training.

PCI DSS Implementer Course Overview

The Payment Card Industry Data Security Standard (PCI DSS) is a pivotal framework for securing credit and debit card transactions against data theft and fraud. This course introduces the fundamentals of PCI DSS, underscoring its critical role in protecting cardholder data within various business environments.

Proficiency in PCI DSS is essential for IT security and compliance professionals, including security managers, auditors, and consultants, aiming to safeguard payment card data. Mastery of this standard is crucial for those responsible for implementing and maintaining payment security systems, ensuring robust defence against data breaches.

This intensive 1-day Compliance Training is designed to equip delegates with the knowledge and skills to implement PCI DSS effectively within their organisations. Participants will learn best practices for compliance, risk assessment techniques, and strategies for securing payment card data, enhancing their organisation's security posture and compliance status.

Course Objectives

  • To understand the scope and significance of PCI DSS in protecting cardholder data
  • To identify the key components and requirements of PCI DSS
  • To learn the process of implementing PCI DSS compliance in an organisation
  • To gain insights into effective risk assessment and mitigation strategies
  • To explore the latest updates and best practices in PCI DSS compliance

After completing Compliance Certification Courses, delegates will receive a PCI DSS Implementer Certification, affirming their proficiency in implementing and managing PCI DSS compliance. This Compliance Training Certification will bolster their professional expertise and significantly enhance their value to employers in the increasingly critical field of payment security.

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What’s included in this PCI DSS Implementer Training Course?

  • World-Class Training Sessions from Experienced Instructors
  • PCI DSS Implementer Certificate
  • Digital Delegate Pack

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Online Instructor-led (1 days)

Online Self-paced (8 hours)

PCI DSS Foundation Course Outline

Module 1: Introduction to PCI DSS

  • What is the PCI DSS?
  • Who has to Comply with the PCI DSS?
  • Benefits of PCI DSS Compliance
  • Penalties for Non-Compliance with the PCI DSS

Module 2: Building and Maintaining Secure Network

  • Install and Maintain Firewall Configuration
  • System Passwords and Other Security Parameters

Module 3:  Protecting Data

  • Protect Cardholder Data
  • Protect Stored Cardholder Data
  • Encrypt Transmission of Cardholder Data

Module 4: PCI DSS Compliance Requirements

  • PCI DSS Compliance
  • 12 PCI DSS Requirements
  • PCI DSS Compliance Checklist
  • Additional PCI DSS Requirements
  • Future of PCI Compliance

Module 5: Understanding PCI DSS v4.0

  • Approaches for Implementing and Validating PCI DSS
  • PCI DSS Validation Approaches
  • Understanding the Layout and Content in PCI DSS

Module 6:  Prioritise Approach to Pursue PCI DSS Compliance

  • What is the Prioritised Approach?
  • Objectives of the Prioritised Approach
  • Milestones for Prioritising PCI DSS Compliance Efforts
  • Mapping the Prioritised Approach Milestones to PCI DSS v4.0 Requirement

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Who should attend this PCI DSS Foundation Course?

The PCI DSS Foundation Course is designed for individuals who are new to Payment Card Industry Data Security Standard (PCI DSS) compliance and want to gain a foundational understanding of its principles. This Compliance Training can be beneficial for a wide range of professionals, including:

  • IT Managers
  • Security Analysts
  • Compliance Managers
  • Risk Managers
  • Network Administrators
  • Auditors and Assessors
  • Retail Managers and E-commerce Professionals

Prerequisites of the PCI DSS Foundation Course

There are no formal prerequisites for this PCI DSS Foundation Course. However, a basic understanding of Information Security can be beneficial for the delegates.

PCI DSS Foundation Course Overview

The Payment Card Industry Data Security Standard (PCI DSS) is a crucial set of policies and procedures to secure credit, debit, and cash card transactions. It protects against misuse of cardholders' personal information. This course introduces the essentials of PCI DSS, emphasising its importance in today's digital commerce landscape.

Mastery of PCI DSS is imperative for professionals involved in payment security, including IT security specialists, compliance officers, and finance professionals. It is crucial for anyone responsible for handling card payments directly or indirectly to ensure the security and integrity of payment systems.

This 1-day Compliance Training equips delegates with the foundational knowledge required to effectively understand and implement PCI DSS standards. Attendees will learn to navigate the complexities of compliance, reduce the risk of data breaches, and safeguard consumer information, thereby supporting the integrity of their organisations.

Course Objectives

  • To understand the PCI DSS's objectives and requirements
  • To identify the key components of a secure payment environment
  • To comprehend the roles and responsibilities in the PCI ecosystem
  • To learn about the compliance process and how to apply it effectively
  • To assess risks and vulnerabilities within payment card processing

After completing Compliance Courses, delegates will receive a PCI DSS Foundation certification, affirming their understanding of the standard's core principles and practices. This Compliance Training Certification shows commitment to payment security and positions individuals as knowledgeable professionals ready to contribute to their organisation's compliance and security efforts.

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What’s included in this PCI DSS Foundation Training Course?

  • World-Class Training Sessions from Experienced Instructors
  • PCI DSS Foundation Certificate
  • Digital Delegate Pack
 

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Online Instructor-led (1 days)

Online Self-paced (8 hours)

Introduction to Basel IV Training​ Course Outline

Module 1: Revision of the Standardised Approach for Credit Risk

  • What is Standardised Approach?
  • Provisions in Detail 

Module 2: Future of the IRB Approach 

  • Basel Committee’s Initiative to Improve the IRB Approach
  • Definition of Default
  • Risk Estimates
  • Treatment of Defaulted Assets

Module 3: New Standardised Approach to Measure Counterparty Credit Risk (SA-CCR)

  • Counterparty Credit Risk 
  • Measurement of Counterparty Credit Risk According to SA-CCR
  • Expected Impact on the Banking Industry

Module 4: New Basel Securitisation Framework and Basel IV for Funds

  • Current EU Securitisation Framework
  • Revisions to the Securitisation Framework
  • Assignment to the Trading Book or Banking Book 
  • Own Funds Requirements for Funds in the Banking Book

Module 5: New Framework for Market Risks 

  • Trading Book Boundary 
  • Revised Standardised Approach for Market Price Risks 
  • Internal Model Approach for Market Risk (IMA-TB)

Module 6: CVA Risk Capital Charge Framework 

  • Credit Valuation Adjustment (CVA)
  • FRTB-CVA Framework 
  • Basic CVA Framework 
  • Additional Aspects and Expected Effects 

Module 7: New Basel Framework for Large Exposures

  • Scope 
  • Large Exposure Limits 
  • Eligible Capital 
  • Counterparties and Connected Counterparties 
  • What is Exposure?
  • Assessment Base
  • Recognition of Credit Risk Mitigation 
  • Exemptions 
  • Look Through of Funds and Securitisations 
  • Regulatory Reposting 

Module 8: TLAC and MREL

  • Regulations in Detail
  • Operational Impact

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Who should attend this Introduction to Basel IV Training Course?

The Introduction to Basel IV Course is designed for professionals in the financial sector seeking to understand the latest regulatory framework and its implications. This Compliance Training can be beneficial for a wide range of professionals, including:

  • Credit Officers
  • Risk Managers
  • Bankers and Financial Executives
  • Regulatory and Compliance Officers
  • Financial Analysts
  • Economists
  • Financial Consultants

Prerequisites of the Introduction to Basel IV Training Course

There are no formal prerequisites for this Introduction to Basel IV Course. However, a basic understanding of banking and finance can be beneficial for the delegates.

Introduction to Basel IV Training Course Overview

Basel IV represents the latest phase in the Basel Accords, aiming to refine and enhance banking regulatory frameworks worldwide. Its implementation is pivotal for ensuring financial stability and promoting risk management practices across the banking sector. Understanding Basel IV is crucial for navigating the complexities of modern banking regulations.

Mastering Basel IV is essential for risk management, compliance, and financial reporting professionals within the banking industry. Proficiency in this area ensures institutions can effectively meet regulatory requirements, manage financial risks, and optimise capital efficiency. This course particularly benefits bankers, financial analysts, and regulatory professionals seeking to enhance their expertise.

This 1-day Compliance Training course is designed to equip delegates with a comprehensive understanding of Basel IV's key components, including its regulatory scope and the implications for capital requirements. Delegates will gain insights into the practical application of these standards, enabling them to implement effective compliance and risk management strategies within their organisations.

Course Objectives

  • To provide a detailed overview of the Basel IV framework and its global impact on the banking sector
  • To understand the key differences between Basel III and Basel IV, including enhancements in risk sensitivity and capital requirements
  • To analyse the implications of Basel IV on capital adequacy, credit risk, market risk, and operational risk management
  • To explore the reporting requirements under Basel IV and their impact on financial disclosures
  • To develop strategies for effective compliance with Basel IV standards

After completing Compliance Courses, delegates will receive a certification affirming their proficiency in Basel IV. This certification demonstrates a commitment to regulatory compliance in banking. With this Compliance Training accreditation, individuals will be better positioned to contribute to their organisation's strategic objectives and regulatory adherence.

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What’s included in this Introduction to Basel IV Training Course?

  • World-Class Training Sessions from Experienced Instructors
  • Introduction to Basel IV Certificate
  • Digital Delegate Pack

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Online Instructor-led (1 days)

Online Self-paced (8 hours)

Security Governance and Compliance Training Course Outline

Module 1: Introduction to Security Governance

  • Introduction
  • Approaches to Security Governance
  • Governance Processes
  • Implementation

Module 2: Aspect of Cyber Security Governance

  • Strategic Integration
  • Allied Disciplines
  • Cyber Risk Mitigation Approach
  • Adaptability and Agility
  • Senior Engagement
  • Cyber Risk Analytics

Module 3: Assessing an Organisation’s Cyber Security Governance

  • Introduction
  • Cyber Prep Levels
    • Level 1
    • Level 2
    • Level 3
    • Level 4
    • Level 5

Module 4: Compliance Management

  • What is Compliance Management?
  • Essentials of Successful Compliance Programme
  • Significance of Compliance
  • Devising Proper Systems to Ensure Compliance
  • Ensuring Adequacy and Effectiveness of Compliance System
  • Internal Compliance Reporting Mechanisms
  • Use of Technology for Compliance Management

Module 5: Internal Control

  • Introduction
  • Nature, Scope, and Elements
  • Techniques of Internal Control System
  • Steps for Internal Control
  • Coso’s Internal Control Framework
  • Role and Responsibilities with Regard to Internal Control

Module 6: Reporting

  • Introduction
  • Financial Reporting
  • Non-financial Reporting
  • Board Reporting
  • Corporate Social Responsibility Report
  • Corporate Sustainability Reporting
  • Global Reporting Initiative
  • Sustainability Reporting Framework
  • Challenges in Mainstreaming Sustainability Reporting
  • Integrated Reporting
  • Relation Between Integrated Reporting and Sustainability Reporting

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Who should attend this Security Governance and Compliance Training Course?

The Security Governance and Compliance Training Course is designed for individuals who want to learn the principles and practices that ensure an organisation meets its Information Security obligations, both internally and as mandated by external regulatory bodies. This Compliance Training can be beneficial for a wide range of professionals, including:

  • Information Security Officers
  • Compliance Officers
  • IT Managers and Executives
  • Internal and External Auditors
  • Risk Management Professionals
  • Data Privacy Officers
  • Business Continuity and Disaster Recovery Planners
  • Security Consultants

Prerequisites of the Security Governance and Compliance Training Course

There are no formal prerequisites for attending this Security Governance and Compliance Training Course.

Security Governance and Compliance Training Course Overview

Security Governance and Compliance are pivotal in ensuring that organisations adhere to regulatory standards and protect against cyber threats. This training delves into the frameworks and strategies essential for managing security policies, procedures, and compliance requirements effectively.

Proficiency in Security Governance and Compliance is crucial for IT professionals, security managers, and compliance officers. Mastering these areas ensures that organisations can mitigate risks, adhere to legal and regulatory obligations, and safeguard their information assets against evolving cyber threats.

This intensive 1-day Compliance Training equips delegates with the knowledge and skills to implement and manage an effective security governance framework. Participants will learn to navigate compliance requirements with greater confidence, improving their organisation's security posture and compliance status.

Course Objectives

  • To understand the principles and importance of Security Governance
  • To grasp the complexities of compliance regulations and standards
  • To learn how to design and implement security policies and frameworks
  • To develop skills for effective risk management and mitigation
  • To enhance capabilities in managing security within legal and ethical guidelines

After completing Compliance Courses, delegates will receive a certification in Security Governance and Compliance. This Compliance Training Certification validates individuals' expertise in managing information security and regulatory compliance.

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What’s included in this Security Governance and Compliance Training Course?

  • World-Class Training Sessions from Experienced Instructors
  • Security Governance and Compliance Certificate
  • Digital Delegate Pack

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Online Instructor-led (1 days)

Online Self-paced (8 hours)

Effective Compliance Training Course Outline

Module 1: Introduction to Effective Compliance

  • Compliance Overview
  • Compliance Sources
  • Core Elements of a Compliance Programme
  • Effectiveness Measures
  • True Value of an Effective Compliance Programme
  • Common Areas of Compliance
  • Who is Responsible for Compliance Management?
  • Risk Based Compliance Management Solutions

Module 2: Effectiveness a Two-Dimensional Evaluation

  • Effort Defined
  • Definition of Outcome
  • Outcome Assessment

Module 3: Measuring Effectiveness Compliance Programme Indicators

  • Policies and Procedures
  • Ongoing Education and Training
  • Open Lines of Communication
  • Ongoing Monitoring and Auditing
  • Enforcement and Discipline
  • Investigation, Response and Prevention

Module 4: Psychology of Compliance

  • Techniques Used
    • Door in the Face Technique
    • Foot in the Door Technique
    • Lowball Technique
    • Ingratiation
  • Research
  • Factors Influence Compliance

Module 5: Effective Compliance Training Methods

  • Delivering Effective Programmes
    • Facilitated Training
    • Web-Based Training
    • PowerPoint Lecture Approach
    • Talking Head Videos
    • Written Self-Study
  • Methods of Evidencing Training Effectiveness

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Who should attend this Effective Compliance Training Course?

The Effective Compliance Training Course is designed to equip attendees with the knowledge, skills, and best practices to develop and implement robust compliance programmes within their organisations. This Compliance Training can be beneficial for a wide range of professionals, including:

  • Compliance Officers and Managers
  • Risk Management Professionals
  • Internal and External Auditors
  • Legal Professionals
  • Human Resources Managers
  • IT and Cybersecurity Professionals
  • Regulatory Affairs Specialists

Prerequisites of the Effective Compliance Training Course

There are no formal prerequisites for attending this Effective Compliance Training Course.

Effective Compliance Training Course Overview

Compliance is essential to modern business operations, ensuring organisations adhere to laws, regulations, and guidelines relevant to their activities. This course is designed to equip delegates with the knowledge and skills necessary to implement effective compliance strategies within their organisations, highlighting the importance of compliance in maintaining legal and ethical standards.

Proficiency in compliance is crucial for mitigating risks, avoiding legal penalties, and maintaining a company’s reputation. This course particularly benefits compliance officers, managers, and professionals overseeing regulatory compliance processes. Mastering the subject will enable them to ensure their organisations operate within legal boundaries and uphold high ethical standards.

This 1-day Compliance Training comprehensively overviews compliance requirements and best practices. Delegates will learn to effectively develop, implement, and monitor compliance programs. The course is designed to enhance the participants' understanding of regulatory environments, improve risk management strategies, and foster a culture of compliance within their organisations.

Course Objectives

  • To understand the key concepts and importance of compliance in the business environment
  • To identify and navigate the regulatory requirements relevant to your sector
  • To develop and implement effective compliance strategies
  • To enhance risk management through robust compliance practices
  • To foster a culture of ethical behaviour and compliance within the organisation

After completing Compliance Courses, delegates will receive a certification in Effective Compliance Training, signifying their understanding and ability to apply compliance principles within their professional environment. This certification will enhance their professional credentials and empower them to drive compliance initiatives.

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What’s included in this Effective Compliance Training Course?

  • World-Class Training Sessions from Experienced Instructors
  • Effective Compliance Training Certificate
  • Digital Delegate Pack

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Online Instructor-led (1 days)

Online Self-paced (8 hours)

Medical Compliance Training Course Outline

Module 1: Healthcare Compliance

  • What is Healthcare Compliance?
  • Core Elements of Compliance
  • Laws Related to Compliance
  • CERT and OIG Work Plan as Compliance Tools
  • Choosing a Compliance Point of Contact

Module 2: Healthcare Compliance Officer

  • Accreditation Compliance
  • Who’s Responsible for Healthcare Compliance?
  • Responsibilities of Healthcare Compliance Officer
  • Challenges for Healthcare Compliance Officers

Module 3: Medication Compliance

  • Causes of Medication Noncompliance
  • Medication Compliance Vs Medication Adherence
  • Strategies to Improve Patient Compliance with Medication

Module 4: Regulatory Compliance

  • Introduction to Regulatory Compliance
  • Regulatory Requirements for Healthcare Organisations
  • Healthcare Compliance Regulations
    • Safeguarding Privacy and Ensuring Quality Care
    • Fighting Fraud and Abuse
    • Protecting Healthcare Workers and the Public

Module 5: Medicare Fraud and Abuse Laws

  • Federal Civil False Claims Act (FCA)
  • Anti-Kickback Statute (AKS)
  • Physician Self-Referral Law (Stark Law)
  • Criminal Health Care Fraud Statute
  • Exclusion Statute
  • Civil Monetary Penalties Law (CMPL)

Module 6: Medicare Anti-Fraud and Abuse Partnerships and Agencies

  • Health Care Fraud Prevention Partnership (HFPP)
  • Centres for Medicare and Medicaid Services (CMS)
  • Office of the Inspector General (OIG)
  • Health Care Fraud Prevention and Enforcement Action Team (HEAT)
  • General Services Administration (GSA)

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Who should attend this Medical Compliance Training Course?

The Medial Compliance Training is essential to maintain patient safety, data privacy, and the overall integrity of medical practices. This Compliance Training can be beneficial for a wide range of professionals, including:

  • Healthcare Professionals
  • Healthcare Administrators
  • Legal Professionals
  • Quality Assurance Professionals
  • Risk Management Professionals
  • Compliance Officers
  • Auditors

Prerequisites of the Medical Compliance Training Course

There are no formal prerequisites for this Medical Compliance Training Course. However, prior experience in healthcare is recommended but not mandatory. Also, familiarity with medical terminology might prove to be beneficial for the delegates.

Medical Compliance Training Course Overview

Medical Compliance Training ensures that healthcare professionals adhere to legal, ethical, and professional standards within the medical sector. This training covers various aspects of compliance, including patient care, data protection, and workplace safety, highlighting its significance in safeguarding patient welfare and maintaining the integrity of healthcare practices.

Proficiency in medical compliance is crucial for healthcare administrators, nurses, doctors, and any professionals involved in patient care or patient information management. Mastering this subject ensures that healthcare providers can deliver safe, effective, and ethical care while protecting themselves and their organisations from legal repercussions and ensuring a high standard of practice.

This 1-day Compliance Training will equip delegates with the knowledge and skills to effectively understand and apply medical compliance principles. Delegates will learn about the latest compliance regulations, how to implement compliance strategies in their work environments, and the importance of ethical decision-making in patient care. This comprehensive overview will empower healthcare professionals to uphold their standards and contribute to their organisations.

Course Objectives

  • To understand the legal and ethical frameworks governing medical compliance
  • To recognise the importance of patient data protection and confidentiality
  • To implement effective compliance strategies in healthcare settings
  • To navigate the complexities of healthcare laws and regulations
  • To promote a culture of compliance and integrity within healthcare organisations

After completing Compliance Courses, delegates will receive a Certificate of Completion in Medical Compliance Training. This certification demonstrates their commitment to upholding the highest compliance standards, ethical practice, and patient care. It signals a commitment to professional development and contribution to healthcare regulation.

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What’s included in this Medical Compliance Training Course?

  • World-Class Training Sessions from Experienced Instructors
  • Medical Compliance Certificate
  • Digital Delegate Pack

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Online Instructor-led (1 days)

Online Self-paced (8 hours)

Consumer Protection Masterclass Outline

Module 1: Consumer Protection - An Overview

  • Rationale for Consumer Protection
  • Who is the Consumer and What is Consumer Interest?
  • Who is Responsible for Consumer Protection?
  • A Framework for Consumer Protection

Module 2: The United Nations Guidelines for Consumer Protection

  • International Instruments and Consumer Protection
  • United Nations Guidelines for Consumer Protection
  • Objectives, Scope of Application and General Principles
  • Principles for Good Business Practices
  • International Cooperation
  • International Institutional Machinery

Module 3: Consumer Law

  • Consumer Law in the United Nations Guidelines for Consumer Protection
  • Constitutional Provisions on Consumer Protection
  • Framework Consumer Protection Laws
  • Interface Between Consumer Laws and Other Laws
  • Sectoral Laws
  • Professional Service Legislation
  • Intellectual Property
  • International Trade Law

Module 4: Consumer Protection Agencies

  • Consumer Protection Agencies in the United Nations Guidelines for Consumer Protection
  • Functions of Consumer Protection Agencies
  • Organizational Models for Consumer Protection Agencies
  • Examples of Government Agencies Within Ministries
  • Consultation Mechanisms
  • Operational Autonomy
  • Link with Competition
  • Non-Statutory Public Bodies
  • Changing Scope of Consumer Protection

Module 5: Business Conduct

  • Business Conduct in the United Nations Guidelines for Consumer Protection
  • Corporate Social Responsibility
  • European Union Definitions of Corporate Social Responsibility
  • ISO 26000 Guidance on Corporate Social Responsibility
  • OECD Guidelines for Multi-National Enterprises
  • Is Corporate Social Responsibility Making Progress?
  • Is it Possible to do Well by Doing Good?
  • Self-Regulation
  • Cross-Border Codes
  • Criteria for Self-Regulation
  • Does Collaboration Work?

Module 6: Competition Law, Consumer Interest and International Cooperation

  • Nature and Characteristics of Competition Law and Policy
  • Concepts of Competition Law
  • Abuse of Dominance
  • Cartels and Collusive Behaviour
  • Mergers and Acquisitions
  • Institutional Architecture for Competition
  • A Challenge for Competition Policy Coherence: Consumer Resistance to Switching
  • International Cooperation in the United Nations Guidelines for Consumer Protection
  • Applicable Law and Jurisdiction
  • Practical International Cooperation
  • International Institutional Machinery

Module 7: Consumer Protection in the Marketplace

  • Product Safety and Liability
  • Consumer Information and Education
  • Consumer Dispute Resolution and Redress
  • Electronic Commerce
  • Privacy and Data Protection

Module 8: Consumer Protection and Basic Goods and Services

  • Financial Services
  • Consumer Protection in the Provision of Utilities
  • Food for All
  • Consumer Protection in the Health Care Protection
  • Sustainable Consumption

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Who should attend this Consumer Protection Masterclass?

The Consumer Rights Training is designed for professionals aiming to gain a comprehensive understanding of consumer rights, laws, and strategies to ensure fair and ethical business practices. This Compliance Training can be beneficial for a wide range of professionals, including:

  • Legal Professionals
  • Regulatory Authorities
  • Business Owners
  • Entrepreneurs
  • Customer Service Managers
  • Compliance Officers
  • Government Officials
  • Consumer Advocates
  • Retail Managers

Prerequisites of the Consumer Protection Masterclass

There are no formal prerequisites to attend the Consumer Protection Masterclass.

Consumer Protection Masterclass Overview

This Compliance Training course comprehensively explores consumer protection, emphasising its critical role in safeguarding consumer rights and ensuring fair trade practices. As global commerce expands, understanding the legal and ethical frameworks that protect consumers becomes increasingly relevant.

Proficiency in consumer protection is essential for legal professionals, consumer rights advocates, business owners, and policymakers. Mastering this subject ensures that individuals and businesses can navigate the complexities of consumer law, advocate for fair treatment, and implement practices that enhance consumer trust and satisfaction.

The 1-day Compliance Training is designed to equip delegates with the knowledge and skills to advocate for and apply consumer protection principles effectively. Delegates will learn through real-world case studies, interactive discussions, and expert guidance, enabling them to use what they've learned in their professional roles immediately.

Course Objectives

  • To understand the legal framework surrounding consumer protection
  • To identify common consumer rights issues and how to address them
  • To implement effective consumer protection strategies within businesses
  • To navigate the complexities of international consumer protection laws
  • To enhance customer satisfaction and trust through ethical practices

After completing Compliance Courses, delegates will receive a certification in Consumer Protection, signifying their expertise in the field. This certification enhances professional credibility and empowers individuals to advocate for consumer rights, implement ethical business practices, and contribute to a fairer, more transparent market.

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What’s included in this Consumer Protection Masterclass?

  • World-Class Training Sessions from Experienced Instructors
  • Consumer Protection Certificate
  • Digital Delegate Pack

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Online Instructor-led (1 days)

Online Self-paced (8 hours)

Environmental, Social, and Governance (ESG) Training Course Outline

Module 1: Introduction to ESG

  • Understanding ESG Principles
  • Importance of ESG in Business
  • Evolution of ESG Standards
  • ESG Frameworks and Reporting
  • ESG Integration in Investment

Module 2: Environmental Sustainability

  • Climate Change and Its Impacts
  • Resource Depletion and Conservation
  • Pollution and Waste Management
  • Biodiversity and Ecosystem Preservation

Module 3: Social Impact

  • Overview of Social Impact
  • Human Rights and Labour Practices
  • Diversity, Equality, and Inclusion
  • Community Engagement and Development
  • Stakeholder Management and Partnerships

Module 4: Governance Factors

  • Ethical Leadership and ESG
  • Stakeholder Engagement
  • Transparency and Accountability
  • Risk Management and Compliance
  • Corporate Governance Structures

Module 5: ESG Reporting and Metrics

  • Introduction of ESG Metrics
  • Frameworks and Standards for ESG Reporting (GRI, SASB, TCFD)
  • Importance of Transparency in ESG Reporting
  • Stakeholder Engagement in Reporting
  • Strategies for Effective ESG Communication

Module 6: ESG in Investment Decisions

  • ESG and Responsible Investment
  • Understanding ESG Ratings and Indices
  • ESG Integration in Portfolio Management
  • Role of ESG in Financial Performance

Module 7: ESG Strategy Development and Implementation

  • Designing an Effective ESG Strategy
  • Stakeholder Engagement in ESG Strategy
  • Implementing ESG Initiatives in Operations
  • Monitoring and Evaluating ESG Performance

Module 8: ESG and Risk Management

  • Role of ESG in Enterprise Risk Management (ERM)
  • Identifying and Assessing ESG Risks
  • Integrating ESG into Risk Management Processes
  • ESG Risk Mitigation Strategies
  • ESG Stress Testing and Scenario Analysis

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Who should attend this Environmental, Social, and Governance (ESG) Training Course?

The Environmental, Social, and Governance (ESG) Training Course is designed for individuals who want to understand the concepts, practices, and implications of ESG factors in business and investing. This Compliance Training can be beneficial for a wide range of professionals, including:

  • Investment Professionals
  • Financial Analysts
  • Sustainability Managers
  • Risk Managers
  • Compliance Professionals
  • Consultants and Advisors
  • Public Policy Professionals

Prerequisites of the Environmental, Social, and Governance (ESG) Training Course

There are no formal prerequisites for this Environmental, Social, and Governance (ESG) Training Course.

Environmental, Social, and Governance (ESG) Training Course Overview

Environmental, Social, and Governance (ESG) principles rapidly become essential metrics for evaluating organisations worldwide. This training course introduces participants to the fundamentals of ESG and underscores its growing importance in today's sustainability-focused business landscape.

Proficiency in ESG is crucial for professionals seeking to align business practices with sustainable development goals. It is particularly relevant for executives, sustainability officers, and finance professionals who aim to integrate ESG considerations into strategic decision-making and reporting.

This 1-day intensive training equips delegates with the knowledge and tools necessary to implement and report on ESG initiatives effectively. Participants will learn to navigate the complexities of ESG criteria, enabling them to make informed decisions that drive sustainable business success.

Course Objectives

  • To understand the key components and importance of ESG in the modern business context
  • To identify and apply ESG principles in organisational strategy and operations
  • To enhance decision-making processes with a comprehensive understanding of ESG metrics
  • To prepare effective ESG reports in line with global standards
  • To recognise the impact of ESG factors on financial performance and investment decisions

After completing Compliance Courses, delegates will receive a certification in Compliance Training, which signifies their understanding and capability to apply ESG principles in their organisation. This Compliance Certification will empower professionals, fostering a culture of responsible business practices for long-term value creation.

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What’s included in this Environmental, Social, and Governance (ESG) Training Course?

  • World-Class Training Sessions from Experienced Instructors  
  • Environmental, Social, and Governance (ESG) Training Certificate  
  • Digital Delegate Pack

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Online Instructor-led (1 days)

Online Self-paced (8 hours)

Corporate Governance Training Course Outline

Module 1: Introduction to Corporate Governance

  • Meaning of Corporate Governance
  • Importance of Corporate Governance
  • Benefits of Good Corporate Governance
  • Objectives of Corporate Governance

Module 2: Theoretical Aspects of Corporate Governance

  • Introduction
  • Theories associated with the development of Corporate Governance
  • Agency Theory
  • Stakeholder Theory
  • Stewardship theory
  • Convergence

Module 3: Corporate Governance Codes

  • What is the Corporate Governance Code?
  • Role of Codes in Convergence of Governance Practices
  • Growth in Corporate Governance Codes

Module 4: Mechanisms of Corporate Governance

  • Internal Mechanisms
  • External Mechanisms

Module 5: Owners and Stakeholders

  • Shareholders and Stakeholders
  • Stakeholder Groups
  • Role of Shareholders and Stakeholders
  • Guidance on Shareholder’s and Stakeholder’s Interests
  • Ownership Structures
  • Family-Owned Firms and Governance

Module 6: Role of Institutional Investors in Corporate Governance

  • Overview
  • Growth of Institutional Share Ownership
  • Influence of Institutional investors
  • Corporate Governance and Performance
  • Tools of Corporate Governance

Module 7: Socially Responsible Investment (SRI)

  • SRI and Corporate Governance
  • Strategies for SRI
  • International Guidance
  • Corporate Social Responsibility
  • Impact on Shareholder Value

Module 8: Directors and Board Structure, Performance and Remuneration

  • Introduction
  • Roles, Duties and Responsibilities
  • Unitary Board versus Dual Board
  • Board Diversity
  • Director’s Renumeration Debate
  • Key Elements of Director’s Renumeration
  • Role of Renumeration Committee and Consultants
  • Performance Measures

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Who should attend this Corporate Governance Training?

The Corporate Governance Course is designed for individuals who want to understand the principles, practices, and frameworks that govern the management and oversight of corporations. This Certificate in Corporate Governance can be beneficial for a wide range of professionals, including:

  • Board Members and Directors
  • C-Suite Executives
  • Corporate Secretaries
  • Compliance Professionals
  • Investors and Shareholders
  • Risk Managers
  • Auditors and Accountants

Prerequisites of the Corporate Governance Training

There are no formal prerequisites for this Corporate Governance Course.

Corporate Governance Training Course Overview

Corporate Governance stands at the heart of how businesses operate, ensuring accountability, fairness, and transparency in a company's relationship with its stakeholders. This course delves into the principles and practices that underpin effective corporate governance, highlighting its significance in today's business landscape.

Mastering corporate governance is crucial for professionals aiming to uphold the highest standards of conduct within their organisations. It is vital for board members, senior executives, compliance officers, and corporate secretaries. Proficiency in this area ensures companies operate ethically, enhancing their reputation and sustainability.

This 1-day Compliance Training is designed to equip delegates with a comprehensive understanding of corporate governance frameworks and strategies. Delegates will learn how to implement best practices in their organisations, effectively manage stakeholder relationships, and navigate the complexities of regulatory compliance. Compliance Courses will give delegates the knowledge and skills to uphold ethical business practices and excellent governance.

Course Objectives

  • To understand the key concepts and importance of Corporate Governance
  • To identify the roles and responsibilities of board members and executives in governance
  • To explore the regulatory environment and its impact on governance
  • To examine ethical considerations and their importance in Corporate Governance
  • To learn how to manage stakeholder relationships and enhance corporate accountability

After completing these Compliance Courses, delegates will receive a certification in Corporate Governance Training. This Certificate in Corporate Governance acknowledges their commitment to maintaining the highest governance standards and ethical conduct within their organisations.

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What’s included in this Corporate Governance Training?

  • World-Class Training Sessions from Experienced Instructors
  • Corporate Governance Training Certificate   
  • Digital Delegate Pack

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Online Instructor-led (1 days)

Online Self-paced (8 hours)

Introduction to Basel III Course Outline

Module 1: Introduction to Basel III

  • Overview
  • Three Pillars of Basel III
    • Capital Requirements
    • Leverage Ratio
    • Liquidity Requirements
  • Financial Stability and Basel III
  • Investors and Basel III

Module 2: Financial Markets

  • What is Financial Market?
  • Financial Companies
  • Types of Financial Market
  • Intermediary Functions of the Financial Markets
  • Financial Functions of Financial Markets

Module 3: Repo and Interbank Market Changes

  • What is Repo Rate?
  • Interbank Market
  • How do Banks Determine the Price?
  • How does a Bank Offset Risks?

Module 4: Regulatory Responses

  • What are Regulatory Responses?
  • Examples of the Responses to Financial Crisis

Module 5: Capital Adequacy

  • What is Capital Adequacy Ratio?
  • What is CRAR?
  • Core Capital
  • Tier One Capital
  • Tier Two Capital

Module 6: Trading Book Capital Charges

  • What is Trading Book?
  • What is ‘Book Value’?
  • Historical Costs
  • Mark-to-Market Valuations
  • Price-to-Book Ratio

Module 7: Asset-Backed Securitisations

  • What is Asset-Backed Security?
  • Three Tranches of ABS
  • Types of Asset-Backed Securitisations
    • Home Equity Loans
    • Credit Card Receivables
    • Standard Cost Utilities

Module 8: Value at Risk

  • What is Value at Risk?
  • Techniques to Calculate VAR
    • Historical Method
    • Variance-Covariance Method
    • Monte Carlo Simulation

Module 9: Ring-Fencing

  • What is Ring-Fencing?
  • Examples of Ring-Fencing

Module 10: Gross Leverage

  • Gross Leverage Ratio
  • Equity Multiplier
  • Consumer Leverage Ratio

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Who should attend this Introduction to Basel III Training?

The Introduction to Basel III Course is designed for professionals working in the financial sector to navigate the regulatory landscape, manage risks effectively, and ensure compliance with international standards. This Compliance Training can be beneficial for a wide range of professionals, including:

  • Bankers and Financial Executives
  • Risk Managers
  • Regulatory and Compliance Officers
  • Financial Analysts
  • Auditors
  • Economists
  • Financial Consultants

Prerequisites of the Introduction to Basel III Training Course

There are no formal prerequisites for this Introduction to Basel III Course. However, a basic understanding of banking and finance can be beneficial for the delegates.

Introduction to Basel III Training Course Overview

Basel III represents a regulatory framework designed to strengthen regulation, supervision, and risk management within the banking sector. This course introduces its critical components and the necessity of its implementation in the wake of the global financial crisis, highlighting its relevance in today's financial landscape.

Mastery of Basel III is essential for banking professionals, risk managers, compliance officers, and financial analysts. Understanding these regulations helps mitigate financial risks, enhance liquidity standards, and promote greater stability within the financial system. Professionals aiming to excel in banking and finance should seek proficiency in Basel III to navigate regulatory challenges effectively.

This 1-day Compliance Training will equip delegates with a comprehensive understanding of Basel III's key principles, requirements, and implementation challenges. Delegates will gain insights into risk management practices, capital adequacy strategies, and liquidity requirements, enabling them to contribute towards stronger regulatory compliance and risk mitigation within their organisations.

Course Objectives

  • To introduce the Basel III regulatory framework and its global impact on banking regulation
  • To elucidate the core components of Basel III, including capital requirements, liquidity ratios, and leverage constraints
  • To explore the implications of Basel III on banking operations and financial markets
  • To provide practical insights into implementing Basel III requirements within banking institutions
  • To enhance understanding of risk management practices in light of Basel III regulations

After completing Compliance Courses, delegates will receive a certification affirming their understanding of Basel III regulations. This Compliance Certification will not only bolster their professional credentials but also signify their ability to contribute to the resilience and stability of the financial system through informed regulatory compliance and risk management practices.

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What’s included in this Introduction to Basel III Training Course?

  • World-Class Training Sessions from Experienced Instructors
  • Introduction to Basel III Certificate
  • Digital Delegate Pack

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Not sure which course to choose?

Speak to a training expert for advice if you are unsure of what course is right for you. Give us a call on +44 1344 203999 or Enquire.

Compliance Training FAQs

Compliance Training is an educational programme aimed at teaching employees the legal and regulatory standards they must adhere to within their professional roles.
Compliance Training Courses typically cover Trading Book Capital Charges, Financial Markets, Social Impact, Governance Factors, Consumer Law, Business Conduct, Effective Compliance Training Methods, etc.
Taking Compliance Courses enhances professional credibility, ensures understanding of regulatory requirements, improves job prospects, increases earning potential, and enables individuals to contribute to their organisation's ethical and legal integrity.
To attend Compliance Courses, one typically needs a basic understanding of legal and regulatory frameworks, attention to detail, analytical skills, ethical judgement, communication abilities, and a willingness to learn and adapt to evolving compliance standards.
Compliance Training aims to educate employees about legal and policy requirements to prevent and detect violations, ensuring an organisation operates ethically, responsibly, and in accordance with applicable laws and regulations.
Compliance Training helps businesses mitigate risks, adhere to legal and ethical standards, enhance reputation, and improve operational efficiency, fostering a culture of compliance and accountability within the organisation.
From these Compliance Courses, you'll learn legal standards, ethical practices, industry regulations, risk management, corporate governance, and how to ensure organisational adherence to laws and guidelines.
After completing Compliance Training Courses, job opportunities include roles as Compliance Officers, Risk Managers, Legal Advisors, Internal Auditors, Regulatory Affairs Specialists, and Compliance Analysts in various industries.
Yes, we offer self-paced Compliance Certification Training, allowing delegates to learn at their convenience with access to comprehensive online resources and materials.
Yes, we provide corporate training for our Compliance Training Course tailored to meet the specific needs of your organisation, ensuring relevant and effective learning experiences for your team.
This Compliance Courses are designed for professionals involved in regulatory and compliance functions, such as compliance officers, risk managers, auditors, and executives looking to ensure adherence to legal standards.
The Knowledge Academy in Philippines is a prestigious training provider known for its extensive course offerings, expert instructors, adaptable learning formats, and industry recognition. It's a dependable option for those seeking these courses.
The Knowledge Academy is the Leading global training provider for Compliance Training.
The training fees for Compliance Training in Philippines starts from $2295.
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"Really good course and well organised. Trainer was great with a sense of humour - his experience allowed a free flowing course, structured to help you gain as much information & relevant experience whilst helping prepare you for the exam"

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