ISO 37301 Training

Online Instructor-led (1 days)

Classroom (1 days)

Online Self-paced (8 hours)

ISO 37301 Compliance Management Systems Foundation Exam

ISO 37301 Compliance Management Systems Foundation Course Outline

Module 1: Introduction to ISO 37301

  • Scope
  • Normative References
  • Terms and Definitions

Module 2: Introduction of Compliance

  • What is Compliance?
  • Compliance Types

Module 3: Compliance Department

  • What is Compliance Monitoring?
  • Department Members
  • Functions of Compliance Officer
  • Common Areas of Compliance

Module 4: Compliance Management System (CMS)

  • Compliance Management
  • Compliance Management System
  • Elements
  • Who is Responsible for Compliance Management?
  • Risk-Based Compliance Management Solutions

Module 5: Context of the Organisation

  • Understanding the
  • Organisation and its Context
  • Needs and Expectations of Interested Parties
  • Determining the Scope of the Compliance Management System
  • Compliance
  • Management System
  • Obligations
  • Risk Assessment

Module 6: Leadership

  • Leadership and Commitment
  • Compliance Policy
  • Roles, Responsibilities, and Authorities

Module 7: Planning

  • Actions to Address Risks and Opportunities
  • Compliance Objectives and Planning to Achieve Them
  • Planning of Changes

Show moredown

Who should attend this ISO 37301 Compliance Management Systems Foundation Training Course?

This ISO 37301 Compliance Management Systems Foundation Training Course equips attendees with the knowledge and skills needed to audit compliance management systems effectively. Here are roles or individuals who might find attending an ISO 37301 Compliance Management Systems Foundation Training Course beneficial:

  • Compliance Officers and Managers
  • Internal Auditors
  • External Auditors and Consultants
  • Regulatory Affairs Professionals
  • Risk Management Professionals
  • Quality Assurance and Quality Management Professionals
  • Operational Managers
  • Legal and Compliance Professionals

Prerequisites of this ISO 37301 Compliance Management Systems Foundation Training Course

There are no formal prerequisites for attending this ISO 37301 Compliance Management Systems Foundation Training Course.

ISO 37301 Compliance Management Systems Foundation Course Overview

ISO 37301 is the international standard for compliance management systems, providing guidelines for organisations to establish, implement, monitor, and improve their compliance frameworks. Its importance lies in helping organisations manage legal, regulatory, and policy obligations, ensuring a systematic approach to compliance. This training equips organisations with the knowledge to mitigate risks, ensure regulatory adherence, and enhance their compliance culture. For individuals, the training provides the expertise to manage and improve compliance systems effectively, leading to more efficient operations.

In this course, delegates will learn the fundamentals of ISO 37301, including the scope, normative references, and key terms. They will gain insights into the types of compliance and the role of compliance departments in organisations. The course covers compliance management systems, risk-based solutions, leadership roles, and the planning required to address risks and opportunities. Delegates will also explore the context of organisations, their needs, and expectations, and how to assess compliance obligations.

ISO 37301 Compliance Management Systems Foundation Course objectives

  • To understand the scope and importance of ISO 37301 compliance
  • To explore different types of compliance and their applications
  • To learn how to implement a compliance management system (CMS)
  • To develop skills in identifying and assessing compliance risks
  • To understand the leadership commitment required for compliance management
  • To define compliance objectives and the planning necessary to achieve them

After completing this training, delegates will be able to effectively implement and manage an ISO 37301-compliant system within their organisations. They will be able to assess and manage compliance risks, create and maintain compliance objectives, and understand the legal and regulatory requirements that impact their business.

Show moredown

What’s included in this ISO 37301 Compliance Management Systems Foundation Training Course?

  • ISO 37301 Compliance Management Systems Foundation Examination
  • World-Class Training Sessions from Experienced Instructors
  • ISO 37301 Compliance Management Systems Foundation Training Certificate
  • Digital Delegate Pack

Show moredown

ISO 37301 Compliance Management Systems Foundation Exam Information

To achieve the ISO 37301 Compliance Management Systems Foundation Training, candidates will need to sit for an examination. The exam format is as follows:

  • Question Type: Multiple Choice
  • Total Questions: 30
  • Total Marks: 30 Marks
  • Pass Mark: 50%, or 15/30 Marks
  • Duration: 40 Minutes

Show moredown

Online Instructor-led (5 days)

Classroom (5 days)

Online Self-paced (40 hours)

ISO 37301 Compliance Management Systems Lead Auditor Exam

ISO 37301 Compliance Management Systems Lead Auditor Training Course Outline

Module 1: Introduction to ISO 37301

  • Scope
  • Normative References
  • Terms and Definitions

Module 2: Introduction of Compliance

  • What is Compliance?
  • Compliance Types

Module 3: Compliance Department

  • What is Compliance Monitoring?
  • Department Members
  • Functions of Compliance Officer
  • Common Areas of Compliance

Module 4: Compliance Management System (CMS)

  • Compliance Management
  • Compliance Management System
  • Elements
  • Who is Responsible for Compliance Management?
  • Risk-Based Compliance Management Solutions

Module 5: Context of the Organisation

  • Understanding the
    • Organisation and its Context
    • Needs and Expectations of Interested Parties
  • Determining the Scope of the Compliance Management System
  • Compliance
    • Management System
    • Obligations
    • Risk Assessment

Module 6: Leadership

  • Leadership and Commitment
  • Compliance Policy
  • Roles, Responsibilities, and Authorities

Module 7: Planning

  • Actions to Address Risks and Opportunities
  • Compliance Objectives and Planning to Achieve Them
  • Planning of Changes

Module 8: Compliance Audit

  • Purpose
  • How are Compliance Audits Conducted?
  • Internal Vs Compliance Audit
  • Compliance Audit Procedures
  • Understanding Compliance Auditing
  • General Principles

Module 9: Compliance Audit Plan

  • Audit Universe and Annual Compliance Audit Plans
  • Apex Auditable Entities and Audit Units
  • Risk Profiling
  • Annual Compliance Audit Plans
    • Preparing
    • Components

Module 10: Support

  • Resources
  • Competence
  • Awareness
  • Communication
  • Documented Information

Module 11: Operation

  • Operational Planning and Control
  • Establishing Controls and Procedures
  • Raising Concerns
  • Investigation Processes

Module 12: Performance Evaluation

  • Monitoring, Measurement, Analysis, and Evaluation
  • Internal Audit
  • Management Review

Module 13: Planning Compliance Audits

  • Planning for Individual Compliance Audits
  • Scope of Audit
  • Compliance Audit Objectives
  • Criteria
  • Materiality
  • Risk Assessment
  • Compliance Auditing in Digital Environment
  • Team Composition
  • Intimation to the Auditable Entity

Module 14: Create Effective Compliance Programme

  • Key Elements of an Effective Compliance Programme
  • Determine Your Compliance Management System
  • Consequences of Non-Compliance
  • Reduce Risk
  • Steps to Create an Effective Compliance Programme

Module 15: Compliance Monitoring

  • Monitoring and Auditing
  • Framework for Monitoring

Module 16: Improvement

  • Continual Improvement
  • Nonconformity and Corrective Action
  • Monitoring Techniques

Module 17: Compliance Auditor

  • Who is a Compliance Auditor?
  • Responsibilities
  • Requirements

Module 18: Conducting Compliance Audits

  • Audit Evidence
  • Gathering and Evaluating Evidence
  • Documentation
  • Communication with the Auditable Entity

Module 19: On-Site Audit Activities

  • Opening Meeting
  • Document Review
  • Detailed Site Inspection
  • Staff Interview
  • Review Audit Evidence
  • Closing Meeting

Module 20: Reporting Compliance Audits

  • Introduction
  • Forms and Content of Reports
    • Inspection Reports
    • Departmental Appreciation Note
    • Compliance Audit Report
  • Follow Up

Show moredown

Who should attend this ISO 37301 Compliance Management Systems Lead Auditor Training Course?

This ISO 37301 Compliance Management Systems Lead Auditor Training Course equips attendees with the knowledge and skills needed to audit compliance management systems effectively. Here are roles or individuals who might find attending an ISO 37301 Compliance Management Systems Lead Auditor Training Course beneficial:

  • Compliance Officers and Managers
  • Internal Auditors
  • External Auditors and Consultants
  • Regulatory Affairs Professionals
  • Risk Management Professionals
  • Quality Assurance and Quality Management Professionals
  • Operational Managers
  • Legal and Compliance Professionals

Prerequisites of this ISO 37301 Compliance Management Systems Lead Auditor Training Course

There are no formal prerequisites for attending this ISO 37301 Compliance Management Systems Lead Auditor Training Course.

ISO 37301 Compliance Management Systems Lead Auditor Course Overview

ISO 37301 focuses on Compliance Management Systems (CMS), ensuring organisations adhere to legal and ethical standards and fostering integrity and trust. It's relevant in today's business landscape, emphasising the need for robust systems to mitigate compliance risks, promote ethical practices, and maintain organisational credibility.

Proficiency in ISO 37301 is vital for Compliance Officers, Auditors, and Risk Management Professionals. Mastery of this standard enables them to evaluate, implement, and manage compliance systems effectively. It equips professionals to ensure adherence to regulations, mitigate risks, and foster a culture of ethical conduct within organisations.

This 5-day Training Course delves into ISO 37301's principles, covering compliance frameworks, risk assessment, and auditing techniques. Delegates will gain insights into assessing compliance effectiveness, conducting audits, and improving CMS performance, enhancing their ability to lead compliance initiatives within their organisations.

ISO 37301 Compliance Management Systems Lead Auditor Course Objectives:

  • To understand the requirements and principles of ISO 37301 for Compliance Management Systems
  • To evaluate and implement effective compliance frameworks within organisations
  • To conduct compliance audits and assess CMS performance
  • To mitigate compliance risks and ensure adherence to legal and ethical standards
  • To improve organisational integrity and trust through ethical practices
  • To enhance skills in leading compliance initiatives and fostering a culture of compliance

Delegates completing this ISO Certification Course will possess comprehensive expertise in ISO 37301, enabling them to effectively evaluate, implement, and manage Compliance Management Systems within their organisations. They'll have the skills to conduct thorough compliance audits and mitigate risks.

Show moredown

What’s included in this ISO 37301 Compliance Management Systems Lead Auditor Training Course?

  • ISO 37301 Compliance Management Systems Lead Auditor Examination
  • World-Class Training Sessions from Experienced Instructors
  • ISO 37301 Compliance Management Systems Lead Auditor Training Certificate
  • Digital Delegate Pack

Show moredown

ISO 37301 Compliance Management Systems Lead Auditor Exam Information

To achieve the ISO 37301 Compliance Management Systems Lead Auditor Training, candidates will need to sit for an examination. The exam format is as follows: 

  • Question Type: Multiple Choice 
  • Total Questions: 30 
  • Total Marks: 30 Marks 
  • Pass Mark: 50%, or 15/30 Marks 
  • Duration: 40 Minutes

Show moredown

Online Instructor-led (2 days)

Classroom (2 days)

Online Self-paced (16 hours)

ISO 37301 Compliance Management Systems Internal Auditor Exam

ISO 37301 Compliance Management Systems Internal Auditor Training​ Course Outline

Module 1: Introduction to ISO 37301

  • Scope
  • Normative References
  • Terms and Definitions

Module 2: Introduction of Compliance

  • What is Compliance?
  • Compliance Types

Module 3: Compliance Department

  • What is Compliance Monitoring?
  • Department Members
  • Functions of Compliance Officer
  • Common Areas of Compliance

Module 4: Compliance Management System (CMS)

  • Compliance Management
  • Compliance Management System
  • Elements
  • Who is Responsible for Compliance Management?
  • Risk-Based Compliance Management Solutions

Module 5: Context of the Organisation

  • Understanding the
    • Organisation and its Context
    • Needs and Expectations of Interested Parties
  • Determining the Scope of the Compliance Management System
  • Compliance
    • Management System
    • Obligations
    • Risk Assessment

Module 6: Leadership

  • Leadership and Commitment
  • Compliance Policy
  • Roles, Responsibilities, and Authorities

Module 7: Planning

  • Actions to Address Risks and Opportunities
  • Compliance Objectives and Planning to Achieve Them
  • Planning of Changes

Module 8: Compliance Audit

  • Purpose
  • How are Compliance Audits Conducted?
  • Internal Vs Compliance Audit
  • Compliance Audit Procedures
  • Understanding Compliance Auditing
  • General Principles

Module 9: Compliance Audit Plan

  • Audit Universe and Annual Compliance Audit Plans
  • Apex Auditable Entities and Audit Units
  • Risk Profiling
  • Annual Compliance Audit Plans
    • Preparing
    • Components

Module 10: Support

  • Resources
  • Competence
  • Awareness
  • Communication
  • Documented Information

Module 11: Operation

  • Operational Planning and Control
  • Establishing Controls and Procedures
  • Raising Concerns
  • Investigation Processes

Show moredown

Who should attend this ISO 37301 Compliance Management Systems Internal Auditor Training Course?

This ISO 37301 Compliance Management Systems Internal Auditor Training Course equips attendees with the knowledge and skills needed to audit compliance management systems effectively. Here are roles or individuals who might find attending an ISO 37301 Compliance Management Systems Internal Auditor Training Course beneficial:

  • Compliance Officers and Managers
  • Internal Auditors
  • External Auditors and Consultants
  • Regulatory Affairs Professionals
  • Risk Management Professionals
  • Quality Assurance and Quality Management Professionals
  • Operational Managers
  • Legal and Compliance Professionals

Prerequisites of this ISO 37301 Compliance Management Systems Internal Auditor Training Course

There are no formal prerequisites for attending this ISO 37301 Compliance Management Systems Internal Auditor Training Course. However, a good understanding of the ISO 37301 Compliance Management Systems concepts can be beneficial for the delegates.

ISO 37301 Compliance Management Systems Internal Auditor Course Overview:

ISO 37301 Internal Auditor training focuses on equipping professionals with the skills to effectively audit and assess compliance management systems in line with the ISO 37301 standard. Its importance lies in ensuring that organisations meet regulatory requirements, manage risks, and improve their overall compliance performance. This training enables organisations to maintain an effective compliance framework, reduce non-compliance risks, and enhance operational efficiency. For individuals, the training provides practical knowledge of compliance audits, enabling them to contribute to continuous improvement processes.

In this course, delegates will learn the key principles of ISO 37301 Internal Auditing, including the scope and purpose of compliance management systems. They will understand the roles and responsibilities of compliance auditors and gain insights into the process of conducting compliance audits effectively. The course will also cover compliance audit planning, risk profiling, internal vs. compliance audits, and the necessary elements for preparing a robust compliance audit plan. Delegates will learn about compliance monitoring, audit evidence gathering, and reporting audit findings in line with ISO 37301 standards.

ISO 37301 Compliance Management Systems Internal Auditor Course Objectives:

  • To learn the key principles and procedures of compliance auditing
  • To explore the roles and responsibilities of a compliance auditor
  • To develop skills for preparing and planning compliance audits effectively
  • To understand risk profiling and how it impacts audit planning
  • To gain practical knowledge of evidence gathering during compliance audits
  • To acquire the skills necessary for reporting audit findings clearly

After completing this training, delegates will be able to conduct internal compliance audits based on ISO 37301, ensuring their organisations meet regulatory requirements. They will be capable of identifying areas of non-compliance, assessing risks, and planning audits to address compliance gaps effectively.

Show moredown

What’s included in this ISO 37301 Compliance Management Systems Internal Auditor Training Course?

  • ISO 37301 Compliance Management Systems Internal Auditor Examination
  • World-Class Training Sessions from Experienced Instructors
  • ISO 37301 Compliance Management Systems Internal Auditor Training Certificate
  • Digital Delegate Pack

Show moredown

ISO 37301 Compliance Management Systems Internal Auditor Exam Information

To achieve the ISO 37301 Compliance Management Systems Internal Auditor Training, candidates will need to sit for an examination. The exam format is as follows:

  • Question Type: Multiple Choice
  • Total Questions: 30
  • Total Marks: 30 Marks
  • Pass Mark: 50%, or 15/30 Marks
  • Duration: 40 Minutes

Show moredown

Online Instructor-led (3 days)

Classroom (3 days)

Online Self-paced (24 hours)

ISO 37301 Compliance Management Systems Lead Implementer Exam

ISO 37301 Compliance Management Systems Lead Implementer Training​ Course Outline

Module 1: Introduction to ISO 37301

  • Scope
  • Normative References
  • Terms and Definitions

Module 2: Introduction of Compliance

  • What is Compliance?
  • Compliance Types

Module 3: Compliance Department

  • What is Compliance Monitoring?
  • Department Members
  • Functions of Compliance Officer
  • Common Areas of Compliance

Module 4: Compliance Management System (CMS)

  • Compliance Management
  • Compliance Management System
  • Elements
  • Who is Responsible for Compliance Management?
  • Risk-Based Compliance Management Solutions

Module 5: Context of the Organisation

  • Understanding the
  • Organisation and its Context
  • Needs and Expectations of Interested Parties
  • Determining the Scope of the Compliance Management System
  • Compliance
  • Management System
  • Obligations
  • Risk Assessment

Module 6: Leadership

  • Leadership and Commitment
  • Compliance Policy
  • Roles, Responsibilities, and Authorities

Module 7: Planning

  • Actions to Address Risks and Opportunities
  • Compliance Objectives and Planning to Achieve Them
  • Planning of Changes

Module 8: Compliance Audit

  • Purpose
  • How are Compliance Audits Conducted?
  • Internal Vs Compliance Audit
  • Compliance Audit Procedures
  • Understanding Compliance Auditing
  • General Principles

Module 9: Compliance Audit Plan

  • Audit Universe and Annual Compliance Audit Plans
  • Apex Auditable Entities and Audit Units
  • Risk Profiling
  • Annual Compliance Audit Plans
  • Preparing
  • Components

Module 10: Support

  • Resources
  • Competence
  • Awareness
  • Communication
  • Documented Information

Module 11: Operation

  • Operational Planning and Control
  • Establishing Controls and Procedures
  • Raising Concerns
  • Investigation Processes

Module 12: Performance Evaluation

  • Monitoring, Measurement, Analysis, and Evaluation
  • Internal Audit
  • Management Review

Module 13: Planning Compliance Audits

  • Planning for Individual Compliance Audits
  • Scope of Audit
  • Compliance Audit Objectives
  • Criteria
  • Materiality
  • Risk Assessment
  • Compliance Auditing in Digital Environment
  • Team Composition
  • Intimation to the Auditable Entity

Module 14: Create Effective Compliance Programme

  • Key Elements of an Effective Compliance Programme
  • Determine Your Compliance Management System
  • Consequences of Non-Compliance
  • Reduce Risk
  • Steps to Create an Effective Compliance Programme

Module 15: Compliance Monitoring

  • Monitoring and Auditing
  • Framework for Monitoring

Show moredown

Who should attend this ISO 37301 Compliance Management Systems Lead Implementer Training Course?

This ISO 37301 Compliance Management Systems Lead Implementer Training Course equips attendees with the knowledge and skills needed to audit compliance management systems effectively. Here are roles or individuals who might find attending an ISO 37301 Compliance Management Systems Lead Implementer Training Course beneficial:

  • Compliance Officers and Managers
  • Internal Auditors
  • External Auditors and Consultants
  • Regulatory Affairs Professionals
  • Risk Management Professionals
  • Quality Assurance and Quality Management Professionals
  • Operational Managers
  • Legal and Compliance Professionals

Prerequisites of this ISO 37301 Compliance Management Systems Lead Implementer Training Course

There are no formal prerequisites for attending this ISO 37301 Compliance Management Systems Lead Implementer Training Course. However, familiarity with ISO 37301 Compliance Management Systems concepts can be beneficial for the delegates.

ISO 37301 Compliance Management Systems Lead Implementer Course Overview

ISO 37301 Lead Implementer training focuses on equipping professionals with the skills to effectively establish, implement, and manage a Compliance Management System (CMS) in accordance with ISO 37301 standards. This training enables organisations to create a robust compliance framework that minimises risks and ensures ongoing regulatory adherence. For individuals, the training provides practical knowledge of compliance implementation, audit procedures, and risk management strategies. Career-wise, delegates will gain a valuable certification that enhances their credibility and opens up opportunities in compliance management and auditing roles.

In this course, delegates will learn the core principles of ISO 37301 compliance management systems and how to implement them effectively within their organisations. They will gain a deep understanding of the ISO 37301 framework, including compliance requirements, risk-based management approaches, and the structure of a Compliance Management System (CMS). Delegates will also explore audit procedures, compliance monitoring, performance evaluation, and how to create and maintain an effective compliance programme.

ISO 37301 Compliance Management Systems Lead Implementer Course Objectives

  • To understand the scope and key principles of ISO 37301 compliance
  • To develop skills in implementing and managing compliance management systems
  • To explore the role of leadership and commitment in compliance management
  • To gain knowledge of compliance monitoring, auditing, and evaluation techniques
  • To learn how to assess and mitigate compliance risks effectively
  • To acquire the skills to create and maintain a compliance programme

After completing this training, delegates will be able to lead the implementation of an ISO 37301-compliant compliance management system within their organisation. They will be able to assess compliance risks, develop and execute effective compliance strategies, and ensure that their organisation adheres to legal and regulatory requirements. Delegates will also be capable of planning and conducting internal audits, monitoring compliance performance, and identifying areas for improvement.

Show moredown

What’s included in this ISO 37301 Compliance Management Systems Lead Implementer Training Course?

  • ISO 37301 Compliance Management Systems Lead Implementer Examination
  • World-Class Training Sessions from Experienced Instructors
  • ISO 37301 Compliance Management Systems Lead Implementer Training Certificate
  • Digital Delegate Pack

Show moredown

ISO 37301 Compliance Management Systems Lead Implementer Exam Information

To achieve the ISO 37301 Compliance Management Systems Lead Implementer Training, candidates will need to sit for an examination. The exam format is as follows:

  • Question Type: Multiple Choice
  • Total Questions: 30
  • Total Marks: 30 Marks
  • Pass Mark: 50%, or 15/30 Marks
  • Duration: 40 Minutes

Show moredown

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