Course information

Diploma for Financial Advisers DipFA Training Course Outline

Module 1: Financial Services Regulation Ethics (FSRE)

  • Environment of the Financial Services Industry
  • Key Components of the Financial Systems
  • Inter-Relationships within the Financial Systems
  • Professional Standards Set by FCA for Advisers

Module 2: Regulatory Framework

  • Regulatory Framework Proposal
  • FSMA Model
  • Operation of the FSMA Model
  • Post-EU Framework Proposal to Meet FRF Review Objectives

Module 3: Regulating Financial Services

  • New Financial Regulation
  • Funding and Costs
  • Approaches to Regulatory Decision-Making
  • Understanding Risk
  • Importance of Oversight Functions
  • Adapting Operations to Changing Approaches
  • Evaluation, Performance Measurement and Transparency

Module 4: Advanced Financial Advice (AFA)

  • Theory of Investment
  • Importance of Customer-Oriented Communication and Ethical Behaviour
  • How to Apply your Knowledge of Financial Planning and Skills?
  • Financial Services, Regulation and Ethics
  • Personal Taxation
  • Investment Principles and Risk
  • Financial Protection

Module 5: Pension and Retirement Planning

  • What is Retirement Planning?
  • Understanding Retirement Planning
  • Retirement Planning Goals
  • Stages of Retirement Planning
  • Main Investment Options Investment Products

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Who should attend this Diploma for Financial Advisers DipFA Training Course?

The Diploma for Financial Advisers (DipFA) Training Course in Sacramento aims to provide professionals with an in-depth exploration of the essential financial planning knowledge, skills, and regulatory understanding needed to become a proficient financial adviser. This course can be beneficial for various professionals, including:

  • Financial Advisers
  • Wealth Managers
  • Compliance Officers
  • Insurance Agents
  • Bank Professionals
  • Investment Consultants
  • Portfolio Managers

Prerequisites of the Diploma for Financial Advisers DipFA Training Course

There are no formal prerequisites required for the Diploma for Financial Advisers DipFA Training Course.

Diploma for Financial Advisers DipFA Training Course Overview

The "Diploma for Financial Advisers (DipFA)" is a professional qualification in Sacramento designed to equip individuals with the knowledge and skills necessary to excel in the field of financial advice. It is a comprehensive course that covers various aspects of financial planning, investment, and client communication. The DipFA Certification is recognized and respected within the financial services industry and is often a prerequisite for individuals seeking a career as a financial adviser.

One of the key benefits of obtaining the DipFA Qualification in Sacramento is the enhanced career prospects it offers. Financial advisers with a DipFA certification are often more attractive to employers and clients alike, as they demonstrate a commitment to professional development and a high level of competence. Additionally, DipFA holders are better equipped to provide sound financial advice to clients, helping them achieve their financial goals and secure their financial future.

The Knowledge Academy's 1-day DipFA Training Course in Sacramento enhances the benefits of the DipFA qualification by offering structured and comprehensive training to prepare individuals for the DipFA exam. This course provides candidates with valuable exam preparation resources, practice assessments, and expert guidance, increasing their chances of passing the DipFA exam successfully.

Course Objectives

  • To understand the fundamentals of financial planning
  • To gain expertise in investment strategies and portfolio management
  • To learn to assess clients' financial needs and provide tailored advice
  • To acquire knowledge of regulatory compliance and ethical standards
  • To prepare effectively for the DipFA certification exam

Upon completing the DipFA Training Course in Sacramento and successfully earning the DipFA qualification, delegates will benefit from enhanced knowledge and professional recognition in the field of financial advisory. They will be well-equipped to provide tailored financial advice to clients, help them achieve their financial goals, and navigate the complexities of financial regulations and investment strategies.

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What’s included in this Diploma for Financial Advisers DipFA Training Course?

  • World-Class Training Sessions from Experienced Instructors
  • Diploma for Financial Advisers DipFA Certificate
  • Digital Delegate Pack

Why choose us

Our Sacramento venue

Includes..

Free Wi-Fi

To make sure you’re always connected we offer completely free and easy to access wi-fi.

Air conditioned

To keep you comfortable during your course we offer a fully air conditioned environment.

Full IT support

IT support is on hand to sort out any unforseen issues that may arise.

Video equipment

This location has full video conferencing equipment.

Sacramento is situated near central valley at the joining of the Sacramento River and the American River, as well as it being the capital city of California it is also the sixth largest city within California and is home to around 485,199 people within 2014. Sacramento also has a metropolitan population of an estimated 2,414, 783 in 2010 therefore ranking it in third place as the largest metropolitan population within California. Sacramento is also the seat to the government of Sacramento County, and America’s most diverse city as of Harvard University civil rights project in 2002. There are a number of different types of schools, which are public, private or independent, the independent schools within Sacramento include the Waldorf School and the Sacramento Country Day School which was run by the California Association of Independent Schools as opposed to being one of the Roman Catholic Independent schools. The Public schools include Natomas Unified School District, Twin Rivers Unified School District, Sacramento City Unified School District and Elk Grove Unified School District. Some of the Universities within the city include Sacramento State (California State University, Sacramento) and University of California. Sacramento State University plays a big part in the education of students, as of 2004 they enrolled roughly 22,555 undergraduates within the eight colleges it operates. There is also a few universities with campuses in Sacramento which include the McGeroge School of law – University of Pacific, National University, Western Seminary and the University of San Francisco. All of the Universities offer students different types of courses and degrees some of which include graduate, undergraduate, bachelors, masters and doctoral degrees. Subjects can also differ depending on the institution with regards to public health sciences, administration, project management, business, sciences, law, counselling, education, mathematics, engineering, arts, sports and many more. Sacramento also consists of different schools which practise religion, these being an Islamic school the Masjid Annur, Christian schools such as the Sacramento Adventist Academy and the Capital Christian School as well as a Jewish school which is the Shalom School.

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Address

Sacremento, California

T: +1 7204454674

Ways to take this course

Experience live, interactive learning from home with The Knowledge Academy's Online Instructor-led Diploma For Financial Advisers DipFA Training | Finance Training in Sacramento. Engage directly with expert instructors, mirroring the classroom schedule for a comprehensive learning journey. Enjoy the convenience of virtual learning without compromising on the quality of interaction.

Unlock your potential with The Knowledge Academy's Diploma For Financial Advisers DipFA Training | Finance Training in Sacramento, accessible anytime, anywhere on any device. Enjoy 90 days of online course access, extendable upon request, and benefit from the support of our expert trainers. Elevate your skills at your own pace with our Online Self-paced sessions.

Streamline large-scale training requirements with The Knowledge Academy's In-house/Onsite at your business premises. Experience expert-led classroom learning from the comfort of your workplace and engage professional development.

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What our customers are saying

Diploma For Financial Advisers DipFA Training | Finance Training in Sacramento FAQs

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The training fees for certification in Sacramento starts from $1295
The Knowledge Academy is the Leading global training provider for .
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Why choose us

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Best price in the industry

You won't find better value in the marketplace. If you do find a lower price, we will beat it.

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Many delivery methods

Flexible delivery methods are available depending on your learning style.

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High quality resources

Resources are included for a comprehensive learning experience.

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"Really good course and well organised. Trainer was great with a sense of humour - his experience allowed a free flowing course, structured to help you gain as much information & relevant experience whilst helping prepare you for the exam"

Joshua Davies, Thames Water

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