Course information

Diploma for Financial Advisers DipFA Training Course Outline

Module 1: Financial Services Regulation Ethics (FSRE)

  • Environment of the Financial Services Industry
  • Key Components of the Financial Systems
  • Inter-Relationships within the Financial Systems
  • Professional Standards Set by FCA for Advisers

Module 2: Regulatory Framework

  • Regulatory Framework Proposal
  • FSMA Model
  • Operation of the FSMA Model
  • Post-EU Framework Proposal to Meet FRF Review Objectives

Module 3: Regulating Financial Services

  • New Financial Regulation
  • Funding and Costs
  • Approaches to Regulatory Decision-Making
  • Understanding Risk
  • Importance of Oversight Functions
  • Adapting Operations to Changing Approaches
  • Evaluation, Performance Measurement and Transparency

Module 4: Advanced Financial Advice (AFA)

  • Theory of Investment
  • Importance of Customer-Oriented Communication and Ethical Behaviour
  • How to Apply your Knowledge of Financial Planning and Skills?
  • Financial Services, Regulation and Ethics
  • Personal Taxation
  • Investment Principles and Risk
  • Financial Protection

Module 5: Pension and Retirement Planning

  • What is Retirement Planning?
  • Understanding Retirement Planning
  • Retirement Planning Goals
  • Stages of Retirement Planning
  • Main Investment Options Investment Products

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Who should attend this Diploma for Financial Advisers DipFA Training Course?

The Diploma for Financial Advisers (DipFA) Training Course in Kansas City aims to provide professionals with an in-depth exploration of the essential financial planning knowledge, skills, and regulatory understanding needed to become a proficient financial adviser. This course can be beneficial for various professionals, including:

  • Financial Advisers
  • Wealth Managers
  • Compliance Officers
  • Insurance Agents
  • Bank Professionals
  • Investment Consultants
  • Portfolio Managers

Prerequisites of the Diploma for Financial Advisers DipFA Training Course

There are no formal prerequisites required for the Diploma for Financial Advisers DipFA Training Course.

Diploma for Financial Advisers DipFA Training Course Overview

The "Diploma for Financial Advisers (DipFA)" is a professional qualification in Kansas City designed to equip individuals with the knowledge and skills necessary to excel in the field of financial advice. It is a comprehensive course that covers various aspects of financial planning, investment, and client communication. The DipFA Certification is recognized and respected within the financial services industry and is often a prerequisite for individuals seeking a career as a financial adviser.

One of the key benefits of obtaining the DipFA Qualification in Kansas City is the enhanced career prospects it offers. Financial advisers with a DipFA certification are often more attractive to employers and clients alike, as they demonstrate a commitment to professional development and a high level of competence. Additionally, DipFA holders are better equipped to provide sound financial advice to clients, helping them achieve their financial goals and secure their financial future.

The Knowledge Academy's 1-day DipFA Training Course in Kansas City enhances the benefits of the DipFA qualification by offering structured and comprehensive training to prepare individuals for the DipFA exam. This course provides candidates with valuable exam preparation resources, practice assessments, and expert guidance, increasing their chances of passing the DipFA exam successfully.

Course Objectives

  • To understand the fundamentals of financial planning
  • To gain expertise in investment strategies and portfolio management
  • To learn to assess clients' financial needs and provide tailored advice
  • To acquire knowledge of regulatory compliance and ethical standards
  • To prepare effectively for the DipFA certification exam

Upon completing the DipFA Training Course in Kansas City and successfully earning the DipFA qualification, delegates will benefit from enhanced knowledge and professional recognition in the field of financial advisory. They will be well-equipped to provide tailored financial advice to clients, help them achieve their financial goals, and navigate the complexities of financial regulations and investment strategies.

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What’s included in this Diploma for Financial Advisers DipFA Training Course?

  • World-Class Training Sessions from Experienced Instructors
  • Diploma for Financial Advisers DipFA Certificate
  • Digital Delegate Pack

Why choose us

Our Kansas City venue

Includes..

Free Wi-Fi

To make sure you’re always connected we offer completely free and easy to access wi-fi.

Air conditioned

To keep you comfortable during your course we offer a fully air conditioned environment.

Full IT support

IT support is on hand to sort out any unforseen issues that may arise.

Video equipment

This location has full video conferencing equipment.

Kansas City is the largest city in the state of Missouri. It has an estimated population of 460,000 people which makes it the 37th most populated city in the United States. It was founded in the 1830s as a Missouri River port at its confluence with the Kansas River coming in from the west. Education in the USA is provided by both public and private schools, and is mandatory until the age of 16.  Pupils conducting their schooling within the USA start off at preschool, followed by elementary school, then middle school, before finishing at high school.  At age 18, US citizens are able to engage in higher education.  Higher education in the USA normally comes in the form of a college, undergraduate school, or a community college – that latter of which doesn’t normally cost anything to attend.  Candidates participating in a course at a college will gain credits towards a bachelor’s degree, whilst candidates participating a course at a community college will be earning credits in order to achieve an associate’s degree. There are 16 school districts in Kansas City which includes 10 public school districts. There is also a number of private schools, Catholic schools and Magnet Schools. The Catholic schools are governed by the Diocese of Kansas City. The following are some examples of the public school districts: Kansas City, MO School District, North Kansas City School District, Center School District, Hickman Mills C-1 School District and Grandview C-4 School District. There are a number of colleges and universities in the Kansas City area such as the University of Kansas, University of Missouri, Rockhurst University and Kansas City University of Medicine and Biosciences. The University of Kansas is the highest ranked Kansas University in the university world rankings. It is ranked at number 271st in the world. At The Knowledge Academy we offer over 50,000 classroom based training courses in the United States, including popular locations such as Kansas City.

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Address

Crown
Two Pershing Square
2300 Main Street, 9th Floor
Kansas City
Missouri
64108

T: +1 7204454674

Ways to take this course

Experience live, interactive learning from home with The Knowledge Academy's Online Instructor-led Diploma For Financial Advisers DipFA Training | Finance Training in Kansas City. Engage directly with expert instructors, mirroring the classroom schedule for a comprehensive learning journey. Enjoy the convenience of virtual learning without compromising on the quality of interaction.

Unlock your potential with The Knowledge Academy's Diploma For Financial Advisers DipFA Training | Finance Training in Kansas City, accessible anytime, anywhere on any device. Enjoy 90 days of online course access, extendable upon request, and benefit from the support of our expert trainers. Elevate your skills at your own pace with our Online Self-paced sessions.

Streamline large-scale training requirements with The Knowledge Academy's In-house/Onsite at your business premises. Experience expert-led classroom learning from the comfort of your workplace and engage professional development.

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Diploma For Financial Advisers DipFA Training | Finance Training in Kansas City FAQs

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The training fees for certification in Kansas City starts from $1295
The Knowledge Academy is the Leading global training provider for .
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Why choose us

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Best price in the industry

You won't find better value in the marketplace. If you do find a lower price, we will beat it.

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Many delivery methods

Flexible delivery methods are available depending on your learning style.

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High quality resources

Resources are included for a comprehensive learning experience.

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"Really good course and well organised. Trainer was great with a sense of humour - his experience allowed a free flowing course, structured to help you gain as much information & relevant experience whilst helping prepare you for the exam"

Joshua Davies, Thames Water

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