Compliance Training

Online Instructor-led (2 days)

Online Self-paced (16 hours)

PCI DSS Implementer Course Outline

Module 1: Scoping and Assessment

  • Professionals to Assist with PCI DSS Assessments
  • Reporting Results of PCI DSS Assessments
  • Choosing an Approved Scanning Vendor
  • PCI DSS Assessment Process

Module 2: Attestation of Compliance for Report – Merchants and Service Provider

  • Assessment Information
  • Report on Compliance          
  • Validation and Attestation Details

Module 3: Encryption Key Management Essentials

  • What is Encryption Key Management?
  • Encryption Key Management and PCI Compliance
  • Project Planning and Estimation Tools
  • NIST Recommendation for Key Management
  • Types of Encryption Keys
  • How Encryption Key Systems Work?
  • Full Lifecycle of Keys
  • Segregated Roles in Key Management

Module 4: Patch Management and Software Development

  • What are Security Patches? 
  • Update the Software
  • Tips for Patch Management and PCI Requirement
  • Create Processes for Software Development
  • Use Web Application Firewalls
  • Compensating Controls for Patches and Vulnerabilities

Module 5: Tokenization PCI DSS Requirements

  • What is PCI DSS Tokenization?
  • Considerations for Implementing PCI DSS Tokenization
  • What are the PCI DSS Tokenization Requirements?
  • Tokenization PCI DSS System Design
  • PCI DSS Token Mapping Requirements
  • PCI DSS Card Data Vault Requirements
  • Optimize PCI Data Encryption and Tokenization

Module 6: PCI Penetration Testing

  • What is PCI DSS Penetration Testing?
  • How is a Penetration Test Different from a Vulnerability Scan?
  • PCI Penetration Testing Requirements
  • PCI Penetration Testing Methodology
  • PCI Penetration Test Components
  • Methods of Penetration Tests
  • Penetration Testing Reporting Guidelines
  • Penetration Test Report Evaluation Tool

Module 7: Managing Third-Party Risks

  • List of Service Providers
  • Agreements with Service Providers
  • Perform Due Diligence on the Service Providers
  • Evaluate Your Service Providers
  • Determine the Requirements

Module 8: Document Changes

  • Introduction
  • Change Types
  • Changes to PCI DSS Introductory Sections
  • General Changes to PCI DSS Requirements
  • Additional Changes per Requirement
  • New Requirements

Module 9: Best Practices for Implementing PCI DSS

  • Monitoring of Security Controls
  • Ensuring All Failures
  • Review Changes to the Environment
  • Changes to Organizational

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Who should attend this PCI DSS Implementer Training Course?

The PCI DSS Implementer Course in the United States is designed for professionals who are responsible for implementing and maintaining Payment Card Industry Data Security Standard (PCI DSS) compliance within their organizations. Here are the professionals who can greatly benefit from attending this course:

  • IT Security Managers
  • Compliance Managers
  • IT Managers
  • Information Security Officers
  • Risk Managers
  • Network Administrators
  • Security Analysts

Prerequisites of the PCI DSS Implementer Training Course

There are no formal prerequisites for attending this PCI DSS Implementer Course. However, it is recommended to complete the PCI DSS Foundation Course, before attending the Implementer Training.

PCI DSS Implementer Course Overview

The PCI DSS Implementer Course in the United States is designed to provide a comprehensive understanding of the Payment Card Industry Data Security Standard (PCI DSS). This course is essential for professionals in the payment card industry, aiming to ensure secure card transactions and protect cardholder data. Understanding PCI DSS is crucial in today's digital era, where data security and compliance are paramount.

Proficiency in this Compliance Training in the United States is vital for IT professionals, security consultants, and managers responsible for cardholder data security. The course particularly benefits those aiming to implement or manage PCI DSS compliance in their organizations. Mastery of PCI DSS ensures adherence to industry standards, enhances security measures, and minimizes the risk of data breaches, making it a critical skill for professionals in the payment card industry.

This 2-day intensive Compliance Training in the United States equips delegates with the skills and knowledge to implement PCI DSS standards effectively. Participants will learn the best practices for securing cardholder data, understanding compliance requirements, and avoiding common pitfalls. The course is structured to provide practical insights and hands-on experience, ensuring that delegates can apply their learning immediately in their professional roles.

Course Objectives:

  • To provide a thorough understanding of PCI DSS requirements
  • To equip delegates with the skills to implement PCI DSS in their organizations
  • To enhance knowledge of data security and compliance
  • To demonstrate effective strategies for securing cardholder data
  • To offer insights into the latest PCI DSS trends and updates
  • To prepare delegates for the challenges of maintaining PCI DSS compliance
  • To ensure an understanding of the consequences of non-compliance
  • To foster a culture of continuous improvement in data security

After completing this Compliance Training Course in the United States, delegates will receive a PCI DSS Implementer certification, signifying their expertise in the field. This certification will enhance their professional credibility and open up new career opportunities.

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What’s included in this PCI DSS Implementer Training Course?

  • World-Class Training Sessions from Experienced Instructors
  • PCI DSS Implementer Certificate
  • Digital Delegate Pack

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Online Instructor-led (1 days)

Online Self-paced (8 hours)

PCI DSS Foundation Course Outline

Module 1: Introduction to PCI DSS

  • What is the PCI DSS?
  • Who has to Comply with the PCI DSS?
  • Benefits of PCI DSS Compliance
  • Penalties for Non-Compliance with the PCI DSS

Module 2: Building and Maintaining Secure Network

  • Install and Maintain Firewall Configuration
  • System Passwords and Other Security Parameters

Module 3:  Protecting Data

  • Protect Cardholder Data
  • Protect Stored Cardholder Data
  • Encrypt Transmission of Cardholder Data

Module 4: PCI DSS Compliance Requirements

  • PCI DSS Compliance
  • 12 PCI DSS Requirements
  • PCI DSS Compliance Checklist
  • Additional PCI DSS Requirements
  • Future of PCI Compliance

Module 5: Understanding PCI DSS v4.0

  • Approaches for Implementing and Validating PCI DSS
  • PCI DSS Validation Approaches
  • Understanding the Layout and Content in PCI DSS

Module 6:  Prioritize Approach to Pursue PCI DSS Compliance

  • What is the Prioritized Approach?
  • Objectives of the Prioritized Approach
  • Milestones for Prioritizing PCI DSS Compliance Efforts
  • Mapping the Prioritized Approach Milestones to PCI DSS v4.0 Requirement

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Who should attend this PCI DSS Foundation Training Course?

The PCI DSS Foundation Course in the United States is designed for individuals who are new to Payment Card Industry Data Security Standard (PCI DSS) compliance and want to gain a foundational understanding of its principles. The following professionals will benefit from this course:

  • IT Managers
  • Security Analysts
  • Compliance Managers
  • Risk Managers
  • Network Administrators
  • Auditors and Assessors
  • Retail Managers and E-commerce Professionals

Prerequisites of the PCI DSS Foundation Training Course

There are no formal prerequisites for this PCI DSS Foundation Course. However, a basic understanding of Information Security can be beneficial for the delegates.

PCI DSS Foundation Course Overview

Payment Card Industry Data Security Standard (PCI DSS) in the United States is a global benchmark ensuring the secure handling of cardholder information. This course introduces the foundational elements of PCI DSS, emphasizing its critical role in protecting payment card data in various business environments. Understanding PCI DSS is essential for anyone involved in the payment card industry, from small merchants to large financial institutions.

Proficiency in this Compliance Training Course in the United States is crucial for professionals protecting payment card data. This includes IT security professionals, compliance officers, and risk management experts. Proficiency in PCI DSS ensures regulatory compliance and fosters trust among customers and stakeholders. This course is designed for those who aim to excel in securing cardholder data, reducing fraud, and adhering to industry best practices.

The intensive 1-day Compliance Training Course in the United States offers a concise yet comprehensive understanding of PCI DSS principles. Delegates will gain insights into the latest security standards, learn about compliance requirements, and understand how to implement security protocols effectively. This training will empower professionals to confidently manage and safeguard cardholder data, enhancing their competency in a highly specialized field.

Course Objectives:

  • To provide an overview of the PCI DSS standards and their application
  • To enhance understanding of the requirements for compliance
  • To develop skills in identifying and managing risks associated with cardholder data
  • To equip delegates with knowledge of effective security controls and measures
  • To facilitate the implementation of PCI DSS in various organizational settings
  • To prepare delegates for successful audit and compliance assessments
  • To update delegates on the latest trends and developments in payment security
  • To foster a culture of continuous improvement in data security practices

After completing this Compliance Training Course in the United States, delegates will receive a PCI DSS Foundation Certification. This certification signifies a thorough understanding of PCI DSS principles and practices. It enhances professional credibility and opens doors to career advancement in payment security.

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What’s included in this PCI DSS Foundation Training Course?

  • World-Class Training Sessions from Experienced Instructors
  • PCI DSS Foundation Certificate
  • Digital Delegate Pack

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Online Instructor-led (1 days)

Online Self-paced (8 hours)

Introduction to Basel IV Training Course Outline

Module 1: Revision of the Standardized Approach for Credit Risk

  • What is Standardized Approach?
  • Provisions in Detail

Module 2: Future of the IRB Approach 

  • Basel Committee’s Initiative to Improve the IRB Approach
  • Definition of Default
  • Risk Estimates
  • Treatment of Defaulted Assets

Module 3: New Standardized Approach to Measure Counterparty Credit Risk (SA-CCR)

  • Counterparty Credit Risk
  • Measurement of Counterparty Credit Risk According to SA-CCR
  • Expected Impact on the Banking Industry

Module 4: New Basel Securitization Framework and Basel IV for Funds

  • Current EU Securitization Framework
  • Revisions to the Securitization Framework
  • Assignment to the Trading Book or Banking Book
  • Own Funds Requirements for Funds in the Banking Book

Module 5: New Framework for Market Risks 

  • Trading Book Boundary
  • Revised Standardized Approach for Market Price Risks
  • Internal Model Approach for Market Risk (IMA-TB)

Module 6: CVA Risk Capital Charge Framework 

  • Credit Valuation Adjustment (CVA)
  • FRTB-CVA Framework
  • Basic CVA Framework
  • Additional Aspects and Expected Effects

Module 7: New Basel Framework for Large Exposures

  • Scope
  • Large Exposure Limits
  • Eligible Capital
  • Counterparties and Connected Counterparties
  • What is Exposure?
  • Assessment Base
  • Recognition of Credit Risk Mitigation
  • Exemptions
  • Look Through of Funds and Securitizations
  • Regulatory Reposting

Module 8: TLAC and MREL

  • Regulations in Detail
  • Operational Impact

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Who should attend this Introduction to Basel IV Training Course?

The Introduction to Basel IV Course is designed for professionals in the financial sector seeking to understand the latest regulatory framework and its implications. This Complaince Training Course can be beneficial for a wide range of professionals, including:Credit Officers

  • Risk Managers
  • Bankers and Financial Executives
  • Regulatory and Compliance Officers
  • Financial Analysts
  • Economists
  • Financial Consultants

Prerequisites of the Introduction to Basel IV Training Course

There are no formal prerequisites for this Introduction to Basel IV Course. However, a basic understanding of banking and finance can be beneficial for the delegates.

Introduction to Basel IV Training Course Overview

Basel IV represents the latest banking regulations in the United States the Basel Committee on Banking Supervision developed. These guidelines aim to strengthen the banking sector's regulation, supervision, and risk management. This introduction is pivotal as it shapes the foundational understanding of the key changes and enhancements in Basel IV, ensuring a comprehensive grasp of its impact on the global banking landscape.

Proficiency in Compliance Training Course in the United States is essential for banking professionals, risk managers, compliance officers, and financial analysts. Understanding these regulations is crucial for ensuring compliance, managing financial risks effectively, and maintaining a stable banking system. Professionals in these roles should aim to master Basel IV to navigate the complex regulatory environment successfully, thereby contributing to the stability and integrity of the financial system.

This intensive 1-day Compliance Training in the United States is designed to give delegates an in-depth understanding of Basel IV requirements. Participants will learn about the major changes from Basel III, the new risk management frameworks, and the implications for capital requirements. The course will enable attendees to effectively apply these regulations in their professional roles, enhancing their decision-making and strategic planning capabilities in a regulated financial environment.

Course Objectives:

  • To provide a clear understanding of Basel IV's principles and guidelines
  • To explain the differences between Basel III and IV
  • To illustrate the impact of Basel IV on capital requirements
  • To discuss the implementation challenges and strategies
  • To explore risk management frameworks under Basel IV
  • To enhance compliance and regulatory reporting skills
  • To foster strategic decision-making in a Basel IV context
  • To prepare participants for practical application in their professional roles

After completing this training in the United States, delegates will receive Introduction to Basel IV certification. This certification demonstrates their understanding of and proficiency in the latest banking regulations, significantly enhancing their professional credibility.

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What’s included in this Introduction to Basel IV Training Course?

  • World-Class Training Sessions from Experienced Instructors
  • Introduction to Basel IV Certificate
  • Digital Delegate Pack

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Online Instructor-led (1 days)

Online Self-paced (8 hours)

Security Governance and Compliance Training Course Outline

Module 1: Introduction to Security Governance

  • Introduction
  • Approaches to Security Governance
  • Governance Processes
  • Implementation

Module 2: Aspect of Cyber Security Governance

  • Strategic Integration
  • Allied Disciplines
  • Cyber Risk Mitigation Approach
  • Adaptability and Agility
  • Senior Engagement
  • Cyber Risk Analytics

Module 3: Assessing an Organization's Cyber Security Governance

  • Introduction
  • Cyber Prep Levels
  • Level 1
  • Level 2
  • Level 3
  • Level 4
  • Level 5

Module 4: Compliance Management

  • What is Compliance Management?
  • Essentials of Successful Compliance Program
  • Significance of Compliance
  • Devising Proper Systems to Ensure Compliance
  • Ensuring Adequacy and Effectiveness of Compliance System
  • Internal Compliance Reporting Mechanisms
  • Use of Technology for Compliance Management

Module 5: Internal Control

  • Introduction
  • Nature, Scope, and Elements
  • Techniques of Internal Control System
  • Steps for Internal Control
  • Coso’s Internal Control Framework
  • Role and Responsibilities with Regard to Internal Control

Module 6: Reporting

  • Introduction
  • Financial Reporting
  • Non-financial Reporting
  • Board Reporting
  • Corporate Social Responsibility Report
  • Corporate Sustainability Reporting
  • Global Reporting Initiative
  • Sustainability Reporting Framework
  • Challenges in Mainstreaming Sustainability Reporting
  • Integrated Reporting
  • Relation Between Integrated Reporting and Sustainability Reporting

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Who should attend this Security Governance and Compliance Training Course?

The Security Governance and Compliance Training Course in the United States is designed for individuals who want to learn the principles and practices that ensure an organization meets its Information Security obligations, both internally and as mandated by external regulatory bodies. This course would be highly beneficial for a range of professionals, including:

  • Information Security Officers
  • Compliance Officers
  • IT Managers and Executives
  • Internal and External Auditors
  • Risk Management Professionals
  • Data Privacy Officers
  • Business Continuity and Disaster Recovery Planners
  • Security Consultants

Prerequisites of the Security Governance and Compliance Training Course

There are no formal prerequisites for attending this Security Governance and Compliance Training Course.

Security Governance and Compliance Training Course Overview

In an era where digital security is paramount, the Security Governance and Compliance Training Course in the United States is a cornerstone for professionals seeking to fortify their organizations. This course delves into security policies, risk management, and regulatory compliance, ensuring a comprehensive understanding of the landscape that governs secure operations in various sectors.

Proficiency in this Compliance Training Course in the United States is vital for IT professionals, security analysts, compliance officers, and anyone involved in information security management. Mastery of these subjects is crucial for safeguarding sensitive data and ensuring adherence to evolving legal and ethical standards. Participants will learn to navigate the complexities of security governance and implement robust compliance strategies effectively.

This intensive 1-day training in the United States equips delegates with practical skills and knowledge to enhance their organization's security posture. Delegates will engage in real-world scenarios, gaining insights into implementing effective security governance frameworks and compliance mechanisms. This hands-on approach immediately impacts their professional roles, fostering a culture of security and compliance.

Course Objectives:

  • To understand the principles of security governance and its role in organizational strategy
  • To identify and manage security risks effectively
  • To learn about various compliance requirements and how to meet them
  • To develop skills in creating and implementing security policies
  • To enhance decision-making capabilities in security-related matters
  • To understand the ethical and legal implications of security governance
  • To prepare for audits and assessments in the context of compliance
  • To foster a culture of continuous improvement in security practices

After completing this course in the United States, delegates will receive a certificate. This certification symbolizes a professional's dedication to security excellence and opens doors to advanced career opportunities.

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What’s included in this Security Governance and Compliance Training Course?

  • World-Class Training Sessions from Experienced Instructors
  • Security Governance and Compliance Certificate
  • Digital Delegate Pack

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Online Instructor-led (1 days)

Online Self-paced (8 hours)

Effective Compliance Training Course Outline

Module 1: Introduction to Effective Compliance

  • Compliance Overview
  • Compliance Sources
  • Core Elements of a Compliance Program
  • Effectiveness Measures
  • True Value of an Effective Compliance Program
  • Common Areas of Compliance
  • Who is Responsible for Compliance Management?
  • Risk Based Compliance Management Solutions

Module 2: Effectiveness a Two-Dimensional Evaluation

  • Effort Defined
  • Definition of Outcome
  • Outcome Assessment

Module 3: Measuring Effectiveness Compliance Program Indicators

  • Policies and Procedures
  • Ongoing Education and Training
  • Open Lines of Communication
  • Ongoing Monitoring and Auditing
  • Enforcement and Discipline
  • Investigation, Response and Prevention

Module 4: Psychology of Compliance

  • Techniques Used
  • Door in the Face Technique
  • Foot in the Door Technique
  • Lowball Technique
  • Ingratiation
  • Research
  • Factors Influence Compliance

Module 5: Effective Compliance Training Methods

  • Delivering Effective Programs
  • Facilitated Training
  • Web-Based Training
  • PowerPoint Lecture Approach
  • Talking Head Videos
  • Written Self-Study
  • Methods of Evidencing Training Effectiveness

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Who should attend this Effective Compliance Training Course?

The Effective Compliance Training Course in the United States is designed to equip attendees with the knowledge, skills, and best practices to develop and implement robust compliance programs within their organizations. The following professionals can benefit greatly from attending this course:

  • Compliance Officers and Managers
  • Risk Management Professionals
  • Internal and External Auditors
  • Legal Professionals
  • Human Resources Managers
  • IT and Cybersecurity Professionals
  • Regulatory Affairs Specialists

 Prerequisites of the Effective Compliance Training Course

There are no formal prerequisites for attending this Effective Compliance Training Course.

Effective Compliance Training Course Overview

Compliance is not just a legal obligation but a key component of corporate integrity and reputation. This Compliance Training Course in the United States provides an essential overview of compliance regulations and best practices, focusing on their significance in maintaining a transparent and ethical business environment. It is tailored to help professionals navigate complex compliance requirements with ease and confidence.

Proficiency in this Compliance Training Course in the United States is crucial for ensuring a business operates within legal boundaries and ethical standards. Mastery of this subject is indispensable for professionals like Compliance Officers, HR Managers, and Corporate Lawyers. It's also vital for any individual overseeing company policies and procedures. This course will equip these professionals with the knowledge and skills to implement effective compliance strategies within their organizations.

This intensive 1-day training in the United States is structured to impart practical knowledge and actionable strategies. Delegates will learn how to identify compliance risks, implement robust compliance programs, and foster a culture of compliance within their organizations. The course also focuses on the latest regulatory developments, ensuring delegates are well-versed in current compliance standards and practices.

Course Objectives:

  • To provide a comprehensive understanding of compliance laws and regulations
  • To equip delegates with the skills to develop and implement effective compliance programs
  • To enhance the ability to identify and mitigate compliance risks
  • To foster an ethical business environment through compliance practices
  • To update professionals on the latest compliance trends and changes
  • To enable effective communication of compliance policies within organizations
  • To prepare delegates for compliance audits and inspections
  • To encourage continuous compliance education and awareness

After completing this course in the United States, delegates will receive a certificate, recognizing their enhanced knowledge and skills in compliance management. This certification is a testament to their commitment to ethical business practices and legal adherence, significantly boosting their professional credibility and career prospects.

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What’s included in this Effective Compliance Training Course?

  • World-Class Training Sessions from Experienced Instructors
  • Effective Compliance Certificate
  • Digital Delegate Pack

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Online Instructor-led (1 days)

Online Self-paced (8 hours)

Medical Compliance Certification Course Outline

Module 1: Healthcare Compliance

  • What is Healthcare Compliance?
  • Core Elements of Compliance
  • Laws Related to Compliance
  • CERT and OIG Work Plan as Compliance Tools
  • Choosing a Compliance Point of Contact

Module 2: Healthcare Compliance Officer

  • Accreditation Compliance
  • Who’s Responsible for Healthcare Compliance?
  • Responsibilities of Healthcare Compliance Officer
  • Challenges for Healthcare Compliance Officers

Module 3: Medication Compliance

  • Causes of Medication Noncompliance
  • Medication Compliance Vs Medication Adherence
  • Strategies to Improve Patient Compliance with Medication

Module 4: Regulatory Compliance

  • Introduction to Regulatory Compliance
  • Regulatory Requirements for Healthcare Organizations
  • Healthcare Compliance Regulations
  • Safeguarding Privacy and Ensuring Quality Care
  • Fighting Fraud and Abuse
  • Protecting Healthcare Workers and the Public

Module 5: Medicare Fraud and Abuse Laws

  • Federal Civil False Claims Act (FCA)
  • Anti-Kickback Statute (AKS)
  • Physician Self-Referral Law (Stark Law)
  • Criminal Health Care Fraud Statute
  • Exclusion Statute
  • Civil Monetary Penalties Law (CMPL)

Module 6: Medicare Anti-Fraud and Abuse Partnerships and Agencies

  • Health Care Fraud Prevention Partnership (HFPP)
  • Centers for Medicare and Medicaid Services (CMS)
  • Office of the Inspector General (OIG)
  • Health Care Fraud Prevention and Enforcement Action Team (HEAT)
  • General Services Administration (GSA)

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Who should attend this Medical Compliance Certification Course?

The Medical Compliance Training in the United States is essential to maintain patient safety, data privacy, and the overall integrity of medical practices. This Medical Compliance Training can be beneficial for a wide range of professionals, including:

  • Healthcare Professionals
  • Healthcare Administrators
  • Legal Professionals
  • Quality Assurance Professionals
  • Risk Management Professionals
  • Compliance Officers
  • Auditors

Prerequisites of the Medical Compliance Certification Course

There are no formal prerequisites for this Medical Compliance Training. However, prior experience in healthcare is recommended but not mandatory. Also, familiarity with medical terminology might prove to be beneficial for the delegates.

Medical Compliance Certification Course Overview

This course offers a comprehensive understanding of medical compliance, which is in the United States a critical aspect of healthcare. It delves into legal, ethical, and professional standards governing medical practice, emphasizing the significance of adherence to these regulations. This introduction sets the stage for grasping the complexities and importance of compliance in the healthcare sector, underlining its relevance in ensuring patient safety and organizational integrity.

Proficiency in this Compliance Training Course in the United States is indispensable for healthcare professionals. It ensures they are well-versed in laws and ethical guidelines, crucial for safeguarding patient rights and maintaining a trustworthy healthcare environment. This course particularly benefits healthcare administrators, nurses, physicians, and support staff, aiming to enhance their understanding of compliance standards and avoid legal pitfalls in their professional practice.

This intensive 1-day Compliance Training is designed to equip delegates with essential knowledge and skills in medical compliance. Participants will gain insights into the latest compliance regulations, learn to navigate complex legal scenarios, and develop strategies to implement effective compliance programs in their workplaces. The training emphasizes practical applications, enhancing the delegate's ability to apply compliance principles effectively in their professional roles.

Course Objectives:

  • To understand the legal framework surrounding medical compliance
  • To recognize the ethical implications of non-compliance in healthcare
  • To identify common compliance issues in medical settings
  • To develop strategies for creating effective compliance programs
  • To enhance decision-making skills in compliance-related scenarios
  • To stay updated with current and emerging compliance regulations
  • To implement compliance standards in everyday medical practice
  • To promote a culture of compliance within healthcare organizations

After completing this Compliance Training Course in the United States, delegates will receive a certificate, acknowledging their expertise in this crucial field. This certification not only enhances their professional credibility but also opens up opportunities for career advancement.

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What’s included in this Medical Compliance Certification Course?

  • World-Class Training Sessions from Experienced Instructors
  • Medical Compliance Certificate
  • Digital Delegate Pack

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Online Instructor-led (1 days)

Online Self-paced (8 hours)

Consumer Protection Masterclass Outline

Module 1: Consumer Protection - An Overview

  • Rationale for Consumer Protection
  • Who is the Consumer and What is Consumer Interest?
  • Who is Responsible for Consumer Protection?
  • A Framework for Consumer Protection

Module 2: The United Nations Guidelines for Consumer Protection

  • International Instruments and Consumer Protection
  • United Nations Guidelines for Consumer Protection
  • Objectives, Scope of Application and General Principles
  • Principles for Good Business Practices
  • International Cooperation
  • International Institutional Machinery

Module 3: Consumer Law

  • Consumer Law in the United Nations Guidelines for Consumer Protection
  • Constitutional Provisions on Consumer Protection
  • Framework Consumer Protection Laws
  • Interface Between Consumer Laws and Other Laws
  • Sectoral Laws
  • Professional Service Legislation
  • Intellectual Property
  • International Trade Law

Module 4: Consumer Protection Agencies

  • Consumer Protection Agencies in the United Nations Guidelines for Consumer Protection
  • Functions of Consumer Protection Agencies
  • Organizational Models for Consumer Protection Agencies
  • Examples of Government Agencies Within Ministries
  • Consultation Mechanisms
  • Operational Autonomy
  • Link with Competition
  • Non-Statutory Public Bodies
  • Changing Scope of Consumer Protection

Module 5: Business Conduct

  • Business Conduct in the United Nations Guidelines for Consumer Protection
  • Corporate Social Responsibility
  • European Union Definitions of Corporate Social Responsibility
  • ISO 26000 Guidance on Corporate Social Responsibility
  • OECD Guidelines for Multi-National Enterprises
  • Is Corporate Social Responsibility Making Progress?
  • Is it Possible to do Well by Doing Good?
  • Self-Regulation
  • Cross-Border Codes
  • Criteria for Self-Regulation
  • Does Collaboration Work?

Module 6: Competition Law, Consumer Interest and International Cooperation

  • Nature and Characteristics of Competition Law and Policy
  • Concepts of Competition Law
  • Abuse of Dominance
  • Cartels and Collusive Behavior
  • Mergers and Acquisitions
  • Institutional Architecture for Competition
  • A Challenge for Competition Policy Coherence: Consumer Resistance to Switching
  • International Cooperation in the United Nations Guidelines for Consumer Protection
  • Applicable Law and Jurisdiction
  • Practical International Cooperation
  • International Institutional Machinery

Module 7: Consumer Protection in the Marketplace

  • Product Safety and Liability
  • Consumer Information and Education
  • Consumer Dispute Resolution and Redress
  • Electronic Commerce
  • Privacy and Data Protection

Module 8: Consumer Protection and Basic Goods and Services

  • Financial Services
  • Consumer Protection in the Provision of Utilities
  • Food for All
  • Consumer Protection in the Health Care Protection
  • Sustainable Consumption

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Who Should Attend this Consumer Protection Masterclass?

The Consumer Protection Masterclass in the United States is designed for professionals aiming to gain a comprehensive understanding of consumer rights, laws, and strategies to ensure fair and ethical business practices. This course will be beneficial for the following professionals:

  • Legal Professionals
  • Regulatory Authorities
  • Business Owners
  • Entrepreneurs
  • Customer Service Managers
  • Compliance Officers
  • Government Officials
  • Consumer Advocates
  • Retail Managers

Prerequisites of the Consumer Protection Masterclass

There are no formal prerequisites to attend the Consumer Protection Masterclass.

Consumer Protection Masterclass Overview

Consumer protection in the United States is an essential aspect of modern business, safeguarding the rights and interests of consumers in a rapidly evolving marketplace. This masterclass delves into the intricacies of consumer law, emphasizing its significance in establishing trust and integrity in business-consumer relationships. It provides a comprehensive understanding of consumer rights, business obligations, and the impact of consumer protection on market dynamics.

Proficiency in this Compliance Training in the United States is crucial for legal professionals, corporate compliance officers, consumer rights advocates, and business owners. It ensures adherence to legal standards, mitigates litigation risk and fosters ethical business practices. This course is designed to equip these professionals with the necessary skills to navigate the complexities of consumer law, ensuring their organizations operate fairly and transparently in the consumer market.

This intensive 1-day training in the United States offers theoretical knowledge and practical skills. Delegates will learn to interpret and apply consumer protection laws effectively, handle complaints efficiently, and develop strategies to enhance customer satisfaction and loyalty. The course will empower delegates with the tools to implement robust consumer protection policies, elevating their professional competence and organizational reputation.

Course Objectives:

  • To understand the fundamentals and significance of consumer protection law
  • To identify and interpret key legal provisions in consumer legislation
  • To develop strategies for effective consumer complaint management
  • To implement best practices in consumer relations and business ethics
  • To recognize the role of consumer protection in business reputation
  • To ensure compliance with national and international consumer protection standards
  • To enhance customer satisfaction and loyalty through ethical practices
  • To prepare for emerging trends and challenges in consumer protection

After completing this course in the United States, delegates will receive Consumer Protection Specialist certification. This acknowledges their enhanced understanding and ability to apply consumer protection principles professionally.

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What’s included in this Consumer Protection Masterclass?

  • World-Class Training Sessions from Experienced Instructors
  • Consumer Protection Certificate
  • Digital Delegate Pack

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Online Instructor-led (1 days)

Online Self-paced (8 hours)

Environmental, Social, and Governance (ESG) Training Course Outline

Module 1: Introduction to ESG

  • Understanding ESG Principles
  • Importance of ESG in Business
  • Evolution of ESG Standards
  • ESG Frameworks and Reporting
  • ESG Integration in Investment

Module 2: Environmental Sustainability

  • Climate Change and Its Impacts
  • Resource Depletion and Conservation
  • Pollution and Waste Management
  • Biodiversity and Ecosystem Preservation

Module 3: Social Impact

  • Overview of Social Impact
  • Human Rights and Labour Practices
  • Diversity, Equality, and Inclusion
  • Community Engagement and Development
  • Stakeholder Management and Partnerships

Module 4: Governance Factors

  • Ethical Leadership and ESG
  • Stakeholder Engagement
  • Transparency and Accountability
  • Risk Management and Compliance
  • Corporate Governance Structures

Module 5: ESG Reporting and Metrics

  • Introduction of ESG Metrics
  • Frameworks and Standards for ESG Reporting (GRI, SASB, TCFD)
  • Importance of Transparency in ESG Reporting
  • Stakeholder Engagement in Reporting
  • Strategies for Effective ESG Communication

Module 6: ESG in Investment Decisions

  • ESG and Responsible Investment
  • Understanding ESG Ratings and Indices
  • ESG Integration in Portfolio Management
  • Role of ESG in Financial Performance

Module 7: ESG Strategy Development and Implementation

  • Designing an Effective ESG Strategy
  • Stakeholder Engagement in ESG Strategy
  • Implementing ESG Initiatives in Operations
  • Monitoring and Evaluating ESG Performance

Module 8: ESG and Risk Management

  • Role of ESG in Enterprise Risk Management (ERM)
  • Identifying and Assessing ESG Risks
  • Integrating ESG into Risk Management Processes
  • ESG Risk Mitigation Strategies
  • ESG Stress Testing and Scenario Analysis

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Who should attend this Environmental, Social, and Governance (ESG) Training Course?

The Environmental, Social, and Governance (ESG) Training Course in the United States is designed for individuals who want to understand the concepts, practices, and implications of ESG factors in business and investing. This course will benefit the following professionals:

  • Investment Professionals
  • Financial Analysts
  • Sustainability Managers
  • Risk Managers
  • Compliance Professionals
  • Consultants and Advisors
  • Public Policy Professionals

Prerequisites of the Environmental, Social, and Governance (ESG) Training Course

There are no formal prerequisites for this Environmental, Social, and Governance (ESG) Training Course.

Environmental, Social, and Governance (ESG) Training Course Overview

Environmental, Social, and Governance (ESG) criteria are becoming increasingly vital in today's business landscape. This training in the United States provides a comprehensive introduction to ESG, emphasizing its growing importance in the corporate world. Understanding these criteria is essential for sustainable business practices, reflecting a company's commitment to ethical and ecological standards.

Proficiency in this Compliance Training in the United States is crucial for professionals across various sectors, particularly those in leadership, sustainability, compliance, and finance roles. Mastering ESG principles enables individuals to guide their organizations towards responsible and sustainable business practices. This course is especially beneficial for decision-makers and strategists aiming to integrate ESG criteria into their business models effectively.

This intensive 1-day training in the United States equips delegates with key insights into ESG implementation and management. Participants will learn to navigate the complexities of ESG criteria, develop sustainable business strategies, and understand the impact of their decisions on environmental, social, and governance factors. This training paves the way for enhanced decision-making skills and responsible leadership in the ESG domain.

Course Objectives:

  • To provide a comprehensive understanding of compliance laws and regulations
  • To equip attendees with the skills to develop and implement effective compliance programs
  • To enhance the ability to identify and mitigate compliance risks
  • To foster an ethical business environment through compliance practices
  • To update professionals on the latest compliance trends and changes
  • To enable effective communication of compliance policies within organizations
  • To prepare participants for compliance audits and inspections
  • To encourage continuous compliance education and awareness

After completing this course in the United States, delegates will receive a certificate, recognizing their enhanced knowledge and skills in compliance management. This certification is a testament to their commitment to ethical business practices and legal adherence, significantly boosting their professional credibility and career prospects.

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What’s included in this Environmental, Social, and Governance (ESG) Training Course?

  • World-Class Training Sessions from Experienced Instructors 
  • Environmental, Social, and Governance (ESG) Training Certificate 
  • Digital Delegate Pack

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Online Instructor-led (1 days)

Online Self-paced (8 hours)

Corporate Governance Training Course Outline

Module 1: Introduction to Corporate Governance

  • Meaning of Corporate Governance
  • Importance of Corporate Governance
  • Benefits of Good Corporate Governance
  • Objectives of Corporate Governance

Module 2: Theoretical Aspects of Corporate Governance

  • Introduction
  • Theories associated with the development of Corporate Governance
  • Agency Theory
  • Stakeholder Theory
  • Stewardship theory
  • Convergence

Module 3: Corporate Governance Codes

  • What is the Corporate Governance Code?
  • Role of Codes in Convergence of Governance Practices
  • Growth in Corporate Governance Codes

Module 4: Mechanisms of Corporate Governance

  • Internal Mechanisms
  • External Mechanisms

Module 5: Owners and Stakeholders

  • Shareholders and Stakeholders
  • Stakeholder Groups
  • Role of Shareholders and Stakeholders
  • Guidance on Shareholder’s and Stakeholder’s Interests
  • Ownership Structures
  • Family-Owned Firms and Governance

Module 6: Role of Institutional Investors in Corporate Governance

  • Overview
  • Growth of Institutional Share Ownership
  • Influence of Institutional investors
  • Corporate Governance and Performance
  • Tools of Corporate Governance

Module 7: Socially Responsible Investment (SRI)

  • SRI and Corporate Governance
  • Strategies for SRI
  • International Guidance
  • Corporate Social Responsibility
  • Impact on Shareholder Value

Module 8: Directors and Board Structure, Performance and Remuneration

  • Introduction
  • Roles, Duties and Responsibilities
  • Unitary Board versus Dual Board
  • Board Diversity
  • Director’s Renumeration Debate
  • Key Elements of Director’s Renumeration
  • Role of Renumeration Committee and Consultants
  • Performance Measures

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Who should attend this Corporate Governance Training Course?

The Corporate Governance Training Course in the United States is designed for individuals who want to understand the principles, practices, and frameworks that govern the management and oversight of corporations. A variety of professionals can benefit from this course, such as:

  • Board Members and Directors
  • C-Suite Executives
  • Corporate Secretaries
  • Compliance Professionals
  • Investors and Shareholders
  • Risk Managers
  • Auditors and Accountants

Prerequisites of the Corporate Governance Training Course

There are no formal prerequisites for this Corporate Governance Training Course.

Who should attend this Corporate Governance Training Course?

The Corporate Governance Training Course in the United States is designed for individuals who want to understand the principles, practices, and frameworks that govern the management and oversight of corporations. A variety of professionals can benefit from this course, such as:

  • Board Members and Directors
  • C-Suite Executives
  • Corporate Secretaries
  • Compliance Professionals
  • Investors and Shareholders
  • Risk Managers
  • Auditors and Accountants

Prerequisites of the Corporate Governance Training Course

There are no formal prerequisites for this Corporate Governance Training Course.

Corporate Governance Training Course Overview

Corporate governance is a cornerstone in the modern business environment, delineating the framework within which organizations are directed and controlled. Its relevance cannot be overstated, especially when ethical practices and transparency are paramount for sustainable success. This course in the United States introduces the fundamental principles of corporate governance, emphasizing its critical role in balancing economic and social goals and individual and communal goals.

Proficiency in this Compliance Training in the United States is crucial for professionals who ensure that their organizations adhere to the highest standards of ethical conduct and compliance. This includes board members, senior executives, company secretaries, and compliance officers. These professionals must master corporate governance to foster a culture of integrity, create long-term trust, ensure legal compliance, safeguard the organization's reputation and sustainability.

This intensive 1-day Compliance Training Course in the United States is designed to equip delegates with a comprehensive understanding of corporate governance mechanisms and practices. Delegates will gain insights into the latest trends and regulatory requirements, learn to identify and manage potential ethical dilemmas, and understand their role in fostering a transparent and accountable corporate culture.

Course Objectives:

  • To understand the key principles and importance of corporate governance
  • To explore the roles and responsibilities of board members and executives
  • To learn about legal, ethical, and regulatory frameworks governing corporate behavior
  • To examine case studies and real-world examples of effective governance
  • To identify and manage potential conflicts of interest
  • To develop strategies for enhancing corporate accountability and transparency
  • To understand the impact of corporate governance on organizational reputation and stakeholder trust
  • To stay updated with emerging trends and challenges in corporate governance

After completing this course in the United States, delegates will receive a certification in Corporate Governance Training. This certification not only signifies a deep understanding of the principles and practices of corporate governance but also demonstrates a commitment to ethical leadership and responsible management.

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What’s included in this Corporate Governance Training Course?

  • World-Class Training Sessions from Experienced Instructors

  • Corporate Governance Certificate  
  • Digital Delegate Pack

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Online Instructor-led (1 days)

Online Self-paced (8 hours)

Introduction to Basel III Course Outline

Module 1: Introduction to Basel III

  • Overview
  • Three Pillars of Basel III
  • Capital Requirements
  • Leverage Ratio
  • Liquidity Requirements
  • Financial Stability and Basel III
  • Investors and Basel III

Module 2: Financial Markets

  • What is Financial Market?
  • Financial Companies
  • Types of Financial Market
  • Intermediary Functions of the Financial Markets
  • Financial Functions of Financial Markets

Module 3: Repo and Interbank Market Changes

  • What is Repo Rate?
  • Interbank Market
  • How do Banks Determine the Price?
  • How does a Bank Offset Risks?

Module 4: Regulatory Responses

  • What are Regulatory Responses?
  • Examples of the Responses to Financial Crisis

Module 5: Capital Adequacy

  • What is Capital Adequacy Ratio?
  • What is CRAR?
  • Core Capital
  • Tier One Capital
  • Tier Two Capital

Module 6: Trading Book Capital Charges

  • What is Trading Book?
  • What is ‘Book Value’?
  • Historical Costs
  • Mark-to-Market Valuations
  • Price-to-Book Ratio

Module 7: Asset-Backed Securitizations

  • What is Asset-Backed Security?
  • Three Tranches of ABS
  • Types of Asset-Backed Securitizations
  • Home Equity Loans
  • Credit Card Receivables
  • Standard Cost Utilities

Module 8: Value at Risk

  • What is Value at Risk?
  • Techniques to Calculate VAR
  • Historical Method
  • Variance-Covariance Method
  • Monte Carlo Simulation

Module 9: Ring-Fencing

  • What is Ring-Fencing?
  • Examples of Ring-Fencing

Module 10: Gross Leverage

  • Gross Leverage Ratio
  • Equity Multiplier
  • Consumer Leverage Ratio

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Who should attend this Introduction to Basel III Training Course?

The Introduction to Basel III Course in the United States is designed for professionals working in the financial sector to navigate the regulatory landscape, manage risks effectively, and ensure compliance with international standards.

Here are the professionals who can benefit from attending this course:

  • Bankers and Financial Executives
  • Risk Managers
  • Regulatory and Compliance Officers
  • Financial Analysts
  • Auditors
  • Economists
  • Financial Consultants

Prerequisites of the Introduction to Basel III Training Course

There are no formal prerequisites for this Introduction to Basel III Course. However, a basic understanding of banking and finance can be beneficial for the delegates.

Introduction to Basel III Course Overview

Basel III represents a fundamental shift in banking regulation standards, aiming to strengthen the regulation, supervision, and risk management within the banking sector. Born out of the financial crisis 2008, it seeks to address weaknesses in banks and improve their ability to withstand economic stress. This training in the United States provides an essential understanding of these regulations and their impact on the global banking landscape.

Proficiency in this Compliance Training in the United States is crucial for professionals in the banking and financial sectors, particularly those involved in risk management, compliance, and strategic planning. Understanding these standards is vital for decision-makers, as it influences their strategies and operational models. This course is tailored for banking executives, financial officers, risk managers, and auditors who aim to align their practices with global standards.

This intensive 1-day Compliance Training Course in the United States will equip delegates with a comprehensive understanding of Basel III regulations. Participants will learn about the critical components of the framework, including capital adequacy requirements, liquidity standards, and leverage ratios. The course emphasizes practical application, enabling delegates to effectively implement these standards in their respective institutions and make informed decisions.

Course Objectives:

  • To provide a clear understanding of the Basel III framework and its components
  • To explore the impact of these regulations on banking operations
  • To discuss the challenges and opportunities presented by Basel III compliance
  • To examine case studies and real-world applications of Basel III
  • To enhance delegates ability to assess and manage risk
  • To foster an environment for sharing experiences and best practices
  • To prepare delegates for implementing Basel III standards
  • To update professionals on the latest developments and amendments in Basel III

After completing this course in the United States, delegates will receive an 'Introduction to Basel III certification.' This certification acknowledges their enhanced understanding and capability to apply Basel III standards professionally.

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What’s included in this Introduction to Basel III Training Course?

  • World-Class Training Sessions from Experienced Instructors
  • Introduction to Basel III Certificate
  • Digital Delegate Pack

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Not sure which course to choose?

Speak to a training expert for advice if you are unsure of what course is right for you. Give us a call on +1 7204454674 or Inquire.

Compliance Training FAQs

Compliance Training is a structured educational program that teaches employees or individuals about laws, regulations, and company policies to ensure they adhere to legal and ethical standards in their professional roles, reducing the risk of violations and penalties.
This training is crucial as it ensures employees understand and follow legal and ethical regulations, reducing risks, protecting the organization's reputation, and preventing costly legal consequences.
This courses offer knowledge and skills to ensure legal and ethical adherence, reduce risks, enhance reputation, and promote a culture of integrity within organizations.
Attending this course requires strong attention to detail, analytical thinking, communication, legal and regulatory knowledge, critical thinking, and the ability to interpret and apply complex rules and regulations.
This training ensures employees understand and adhere to laws, regulations, and organizational policies, promoting ethical behavior, reducing legal risks, and safeguarding the company's reputation.
This training helps businesses ensure employees understand and adhere to regulations, reduce legal risks, foster ethical behavior, and maintain a positive reputation.
These courses provide knowledge and skills to understand and adhere to legal and ethical standards, ensure industry regulatory compliance, foster risk management, and promote ethical behavior.
CISM (Certified Information Security Manager) training can enhance skills in information security management, risk assessment, governance, incident response, and compliance, preparing professionals for effective leadership in cybersecurity.
The Knowledge Academy in in the United States stands out as a prestigious training provider known for its extensive course offerings, expert instructors, adaptable learning formats, and industry recognition. It's a dependable option for those seeking the Food Allergy Awareness certification.
The Knowledge Academy is the Leading global training provider for Compliance Training.
The training fees for Compliance Training in the United States starts from $2295.
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