close

close

Thank you for your enquiry!

One of our training experts will be in touch shortly to go over your training requirements.

close

close

Press esc to close

close close

Back to course information

Thank you for your enquiry!

One of our training experts will be in touch shortly to go overy your training requirements.

close close

Thank you for your enquiry!

One of our training experts will be in touch shortly to go over your training requirements.

Course Information

Diploma for Financial Advisers DipFA Training​ Course Outline

Module 1: Financial Services, Regulation, and Ethics 

  • Financial Services
  • Environment of the Financial Services Industry
  • Key Components of the Financial Systems 
  • Inter-Relationships within the Financial Systems
  • Professional Standards and Code of Conduct Set by FCA for Advisers

Module 2: Regulatory Framework 

  • Regulatory Framework Proposal 
  • FSMA Model and the Broader Framework 
  • Operation of the FSMA Model 
  • Post-EU Framework Proposal to Meet FRF Review Objectives 

Module 3: Regulating Financial Services 

  • New Financial Regulation 
  • Funding and Costs 
  • Approaches to Regulatory Decision-Making 
  • Understanding Risk 
  • Importance of Oversight Functions 
  • Adapting Operations to Changing Approaches 
  • Evaluation, Performance Measurement, and Transparency 

Module 4: Advanced Financial Advice 

  • Theory of Investment
  • Financial Planning Process
  • Importance of Customer-Oriented Communication and Ethical Behaviour 
  • Applying Knowledge and Skills for Financial Advice
  • Personal Taxation
  • Investment Principles and Risk
  • Financial Protection

Module 5: Pension, Retirement, and Investment

  • What is Retirement Planning?
  • Understanding Retirement Planning
  • Retirement Planning Goals
  • Stages of Retirement Planning
  • Main Investment Options
  • Investment Products

Show moredowndown

Prerequisites

There are no formal prerequisites to attend this Diploma for Financial Advisers (DipFA) Training course.

Audience

This Diploma for Financial Advisers (DipFA) Training is ideal for anyone who wants to gain in-depth knowledge about investment and financial concepts to become a financial adviser professional.

Diploma for Financial Advisers DipFA Training​ Course Overview

A financial adviser gives financial advice or counsel to their clients in exchange for money. Financial advisors (sometimes written advisers) can help people with various services, including investment management, tax planning, estate preparation, etc. They help individuals to choose the most suitable financial products and solutions to fulfil their needs and achieve their financial objectives. This training course will enable the learners to gain the skills required to offer advice on retail investment. Pursuing this Diploma for Financial Advisers (DipFA) Training course will help individuals to acquire many designations such as Financial Planner, Investment Advisor, and many other highly skilled job titles.

The Knowledge Academy’s 1-day Diploma for Financial Advisers (DipFA) Training course is designed to familiarise the delegates with the knowledge and abilities required to be a successful financial adviser. During this training course, delegates will learn about the regulatory framework proposal to maintain the integrity of financial systems. They will learn the investment theory, operation of the FSMA model, the importance of oversight functions, investment principles and risks, etc. Delegates will acquire information about the various approaches to regulatory decision-making.

Other than the above topics, delegates will also learn the following concepts:

  • Operation of the FSMA model within the EU
  • Post-EU regulatory framework proposal
  • How the post-EU framework proposal meets FRF review objectives?
  • New financial regulation
  • Funding and costs

At the end of this training course, delegates will be able to attain the expertise required to understand the financial services industry to provide complex financial information in a simple way to their clients. Delegates will also be able to understand the importance of customer-oriented communication and ethical behaviour towards the concept of financial marketing. Our highly expert trainer having many years of experience, has curated this training course to provide delegates with the knowledge and skills required for delivering individualised financial strategies to achieve customers' financial goals.

Show moredowndown

  • Delegate pack consisting of course notes and exercises
  • Manual
  • Experienced Instructor

Show moredowndown

Why choose us

Ways to take this course

Our easy to use Virtual platform allows you to sit the course from home with a live instructor. You will follow the same schedule as the classroom course, and will be able to interact with the trainer and other delegates.

Our fully interactive online training platform is compatible across all devices and can be accessed from anywhere, at any time. All our online courses come with a standard 90 days access that can be extended upon request. Our expert trainers are constantly on hand to help you with any questions which may arise.

This is our most popular style of learning. We run courses in 1200 locations, across 200 countries in one of our hand-picked training venues, providing the all important ‘human touch’ which may be missed in other learning styles.

best_trainers

Highly experienced trainers

All our trainers are highly qualified, have 10+ years of real-world experience and will provide you with an engaging learning experience.

venues

State of the art training venues

We only use the highest standard of learning facilities to make sure your experience is as comfortable and distraction-free as possible

small_classes

Small class sizes

We limit our class sizes to promote better discussion and ensuring everyone has a personalized experience

value_for_money

Great value for money

Get more bang for your buck! If you find your chosen course cheaper elsewhere, we’ll match it!

This is the same great training as our classroom learning but carried out at your own business premises. This is the perfect option for larger scale training requirements and means less time away from the office.

tailored_learning_experience

Tailored learning experience

Our courses can be adapted to meet your individual project or business requirements regardless of scope.

budget

Maximise your training budget

Cut unnecessary costs and focus your entire budget on what really matters, the training.

team_building

Team building opportunity

This gives your team a great opportunity to come together, bond, and discuss, which you may not get in a standard classroom setting.

monitor_progress

Monitor employees progress

Keep track of your employees’ progression and performance in your own workspace.

What our customers are saying

Frequently asked questions

FAQ's

A financial adviser is someone who advises people on how, where, and when to invest their money. They guide individuals toward a well-balanced financial plan or individual investments to get significant financial returns.
There are no formal prerequisites to attend this Diploma for Financial Advisers (DipFA) Training course.
This Diploma for Financial Advisers (DipFA) Training is ideal for anyone who wants to gain in-depth knowledge about investment and financial concepts to become a financial adviser professional.
Financial services are the services provided by the finance industry organisations that deal with money management. These organisations include insurance companies, banks, credit card companies, consumer finance companies, stockbrokers, investment funds, etc.
Engaging a financial adviser for investment and financial planning needs helps you to understand your investment needs and make a financial plan, laying down SMART goals, helping you choose the ideal and financially viable path, regularly monitoring your portfolio, revising your portfolio on time, etc.
Attending this Diploma for Financial Advisers (DipFA) training course will help you learn about the financial services and environment of the financial service industry. You’ll also learn approaches to regulatory decision-making, the importance of oversight functions, the operation of the FSMA model, and many other related topics that will help you become a financial adviser.
The price for Diploma for Financial Advisers DipFA Training certification in Canada starts from CAD1595
The Knowledge Academy is the Leading global training provider in the world for Diploma for Financial Advisers DipFA Training.

Why choose us

icon

Best price in the industry

You won't find better value in the marketplace. If you do find a lower price, we will beat it.

icon

Many delivery methods

Flexible delivery methods are available depending on your learning style.

icon

High quality resources

Resources are included for a comprehensive learning experience.

barclays Logo
deloitte Logo
Thames Water Logo

"Really good course and well organised. Trainer was great with a sense of humour - his experience allowed a free flowing course, structured to help you gain as much information & relevant experience whilst helping prepare you for the exam"

Joshua Davies, Thames Water

santander logo
bmw Logo
Google Logo

Looking for more information on Accounting & Finance Training?

backBack to course information

Get a custom course package

We may not have any package deals available including this course. If you enquire or give us a call on + 1-613 800 4703 and speak to our training experts, we should be able to help you with your requirements.