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One of our training experts will be in touch shortly to go overy your training requirements.
One of our training experts will be in touch shortly to go over your training requirements.
Module 1: Financial Services, Regulation, and Ethics
Module 2: Regulatory Framework
Module 3: Regulating Financial Services
Module 4: Advanced Financial Advice
Module 5: Pension, Retirement, and Investment
Prerequisites
There are no formal prerequisites to attend this Diploma for Financial Advisers (DipFA) Training course.
Audience
This Diploma for Financial Advisers (DipFA) Training is ideal for anyone who wants to gain in-depth knowledge about investment and financial concepts to become a financial adviser professional.
A financial adviser gives financial advice or counsel to their clients in exchange for money. Financial advisors (sometimes written advisers) can help people with various services, including investment management, tax planning, estate preparation, etc. They help individuals to choose the most suitable financial products and solutions to fulfil their needs and achieve their financial objectives. This training course will enable the learners to gain the skills required to offer advice on retail investment. Pursuing this Diploma for Financial Advisers (DipFA) Training course will help individuals to acquire many designations such as Financial Planner, Investment Advisor, and many other highly skilled job titles.
The Knowledge Academy’s 1-day Diploma for Financial Advisers (DipFA) Training course is designed to familiarise the delegates with the knowledge and abilities required to be a successful financial adviser. During this training course, delegates will learn about the regulatory framework proposal to maintain the integrity of financial systems. They will learn the investment theory, operation of the FSMA model, the importance of oversight functions, investment principles and risks, etc. Delegates will acquire information about the various approaches to regulatory decision-making.
Other than the above topics, delegates will also learn the following concepts:
At the end of this training course, delegates will be able to attain the expertise required to understand the financial services industry to provide complex financial information in a simple way to their clients. Delegates will also be able to understand the importance of customer-oriented communication and ethical behaviour towards the concept of financial marketing. Our highly expert trainer having many years of experience, has curated this training course to provide delegates with the knowledge and skills required for delivering individualised financial strategies to achieve customers' financial goals.
Why choose us
Our easy to use Virtual platform allows you to sit the course from home with a live instructor. You will follow the same schedule as the classroom course, and will be able to interact with the trainer and other delegates.
Our fully interactive online training platform is compatible across all devices and can be accessed from anywhere, at any time. All our online courses come with a standard 90 days access that can be extended upon request. Our expert trainers are constantly on hand to help you with any questions which may arise.
This is our most popular style of learning. We run courses in 1200 locations, across 200 countries in one of our hand-picked training venues, providing the all important ‘human touch’ which may be missed in other learning styles.
All our trainers are highly qualified, have 10+ years of real-world experience and will provide you with an engaging learning experience.
We only use the highest standard of learning facilities to make sure your experience is as comfortable and distraction-free as possible
We limit our class sizes to promote better discussion and ensuring everyone has a personalized experience
Get more bang for your buck! If you find your chosen course cheaper elsewhere, we’ll match it!
This is the same great training as our classroom learning but carried out at your own business premises. This is the perfect option for larger scale training requirements and means less time away from the office.
Our courses can be adapted to meet your individual project or business requirements regardless of scope.
Cut unnecessary costs and focus your entire budget on what really matters, the training.
This gives your team a great opportunity to come together, bond, and discuss, which you may not get in a standard classroom setting.
Keep track of your employees’ progression and performance in your own workspace.
Course was run very smoothly, Richard our trainer was extremely knowledgeable and delivered the course in a succinct fashion with a twist of humour thrown in.
The course was great and the so was the trainer - brilliantly delivered and I would certainly recommend this course to my colleagues. Thanks to Richard for a great course and delivering it a tough environment virtually.
Richard was very knowledgeable and explained well
You won't find better value in the marketplace. If you do find a lower price, we will beat it.
Flexible delivery methods are available depending on your learning style.
Resources are included for a comprehensive learning experience.
"Really good course and well organised. Trainer was great with a sense of humour - his experience allowed a free flowing course, structured to help you gain as much information & relevant experience whilst helping prepare you for the exam"
Joshua Davies, Thames Water
Back to course information
We may not have any package deals available including this course. If you enquire or give us a call on + 1-613 800 4703 and speak to our training experts, we should be able to help you with your requirements.
If you miss out, enquire to get yourself on the waiting list for the next day!
