Course information

MiFID II Professional Course Outline

Module 1: Introduction to MiFID

  • What is MiFID?
  • What is MiFID II?

Module 2: Market Structure

  • Regulated Markets
  • Systematic Internalisers
  • Organised Trading Facility
  • OTFs Specific Rules
  • Multilateral Trading Facilities
  • MTFs Rules
  • Advantages of MTFs
  • SI Obligations
  • Trading Obligation for Derivatives
  • On-Venue Trading Obligations

Module 3: Transparency

  • Overview
  • Waivers
  • Deferrals

Module 4: Organisational Requirements

  • Corporate Governance
  • Principles for Businesses
  • Remuneration
  • Title Transfer Collateral

Module 5: Conduct of Business

  • Inducements
  • Suitability and Appropriateness
  • Best Execution

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Who should attend this MiFID II Professional Course?

The MiFID II Professional Training Course provides financial professionals with an in-depth knowledge of MiFID II and its regulatory framework. This course can benefit a wide range of professionals, including:

  • Compliance Officers
  • Legal and Regulatory Professionals
  • Investment Advisors and Managers
  • Brokerage and Trading Professionals
  • Risk Management
  • Financial Analysts
  • Regulatory Consultants

Prerequisites of the MiFID II Professional Course

There are no formal prerequisites for attending this MiFID II Professional Course.

MiFID II Professional Course Overview

In 2007 the European Union first attempt to regulate the financial market saw the introduction of MiFID I the effect of which was a harmonised transaction reporting regime across Europe. In MiFID II, the European Commission takes the current objective of transaction reporting - the detection and investigation of potential market abuse – and expands it into supporting “market integrity”.

MiFID II requires major implementation changes and a reassessment of existing business models. The original MiFID led to a major shift in the cash equity markets, and the MiFID II impact will be even more pronounced, to cover the way almost all OTC products are priced, traded and reported. 

The original MiFID Transaction Reporting provides a platform for European Market participants to gain an appreciation of changes introduced by MiFID II and get ahead of the forthcoming MiFIR Transaction Reporting through developing a reporting model to suit their business.

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What’s included in this MiFID II Professional Course?

  • World-Class Training Sessions from Experienced Instructors 
  • MiFID II Professional Certificate
  • Digital Delegate Pack

Why choose us

Our Salt Lake City venue

Includes..

Free Wi-Fi

To make sure you’re always connected we offer completely free and easy to access wi-fi.

Air conditioned

To keep you comfortable during your course we offer a fully air conditioned environment.

Full IT support

IT support is on hand to sort out any unforseen issues that may arise.

Video equipment

This location has full video conferencing equipment.

Salt Lake City is situated in the Wasatch Front within the north-central part of Utah, as well as it being the capital city of Utah is also one of two major urban areas within the Great Basins. SLC or Salt Lake as the city is otherwise known is the most populated city with Utah as it is home to an estimated 1,153,340 people as of 2014 as well as having a metropolitan population of around 2,423,912 people. Salt Lake City has 23 elementary, 5 middle and 3 high schools as well as a charter school. In 1847 the first classes for children within the Mormon families was held in a tent and now today salt city lake includes a number of catholic schools which include Rowland Hall-St. Mark's School which is Salt Lake City’s premier independent school and Judge Memorial Catholic High School. Some of the universities and colleges within Salt Lake City includes the LDS Business College, Westminster College, University of Utah, The Art Institute of Salt Lake City and the Salt Lake Community College. The University of Utah is renowned for the medical and research programs they run as well as holding the first artificial heart transplant within 1982 and it also worked alongside three other universities with ARPANET in 1969 where pioneer Ivan Sutherland had moved within the Computer Science department.

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Address

285 West Broadway
Salt Lake City
Utah
84101

T: +1 7204454674

Ways to take this course

Experience live, interactive learning from home with The Knowledge Academy's Online Instructor-led Markets In Financial Instruments Directive Courses | MiFID II Professional Training in Salt Lake City. Engage directly with expert instructors, mirroring the classroom schedule for a comprehensive learning journey. Enjoy the convenience of virtual learning without compromising on the quality of interaction.

Unlock your potential with The Knowledge Academy's Markets In Financial Instruments Directive Courses | MiFID II Professional Training in Salt Lake City, accessible anytime, anywhere on any device. Enjoy 90 days of online course access, extendable upon request, and benefit from the support of our expert trainers. Elevate your skills at your own pace with our Online Self-paced sessions.

Streamline large-scale training requirements with The Knowledge Academy's In-house/Onsite at your business premises. Experience expert-led classroom learning from the comfort of your workplace and engage professional development.

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"Really good course and well organised. Trainer was great with a sense of humour - his experience allowed a free flowing course, structured to help you gain as much information & relevant experience whilst helping prepare you for the exam"

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