ISO 37301 Compliance Management Systems Lead Implementer Training in Beijing

ISO 37301 Compliance Management Systems Lead Implementer Training​ Course Outline

Module 1: Introduction to ISO 37301

• Scope
• Terms and Definitions

Module 2: Introduction of Compliance

• What is Compliance?
• Compliance Types

Module 3: Compliance Department

• What is Compliance Monitoring?
• Department Members
• Functions of Compliance Officer
• Common Areas of Compliance

Module 4: Compliance Management System (CMS)

• Compliance Management
• Compliance Management System
• Elements
• Who is Responsible for Compliance Management?
• Risk-Based Compliance Management Solutions

Module 5: Context of the Organisation

• Understanding the Organisation and its Context
• Understanding the Needs and Expectations of Stakeholders
• Determining the Scope of the Compliance Management System
• Compliance Management System
• Compliance Obligations
• Compliance Risk Assessment

Module 6: Leadership

• Leadership and Commitment
• Compliance Policy
• Roles, Responsibilities, and Authorities

Module 7: Planning

• Actions to Address Risks and Opportunities
• Compliance Objectives and Planning to Achieve Them
• Planning of Changes

Module 8: Compliance Audit

• Purpose
• How are Compliance Audits Conducted?
• Internal Vs Compliance Audit
• Compliance Audit Procedures
• Understanding Compliance Auditing
• General Principles

Module 9: Compliance Audit Plan

• Audit Universe and Annual Compliance Audit Plans
• Apex Auditable Entities and Audit Units
• Risk Profiling
• Annual Compliance Audit Plans
  • Preparing
  • Components

Module 10: Support

• Resources
• Competence
• Awareness
• Communication
• Documented Information

Module 11: Operation

• Operational Planning and Control
• Establishing Controls and Procedures
• Raising Concerns
• Investigation Processes

Module 12: Performance Evaluation

• Monitoring, Measurement, Analysis, and Evaluation
• Internal Audit
• Management Review

Module 13: Planning Compliance Audits

• Planning for Individual Compliance Audits
• Scope of Audit
• Compliance Audit Objectives
• Criteria
• Materiality
• Risk Assessment
• Compliance Auditing in Digital Environment
• Team Composition
• Intimation to the Auditable Entity

Module 14: Create Effective Compliance Programme

• Key Elements of an Effective Compliance Programme
• Determine Your Compliance Management System
• Consequences of Non-Compliance
• Reduce Risk
• Steps to Create an Effective Compliance Programme

Module 15: Compliance Monitoring

• Monitoring and Auditing
• Framework for Monitoring

ISO 37301 Compliance Management Systems Lead Implementer Exam Information

To achieve the ISO 37301 Compliance Management Systems Lead Implementer Training, candidates will need to sit for an examination. The exam format is as follows:

• Question Type: Multiple Choice
• Total Questions: 30
• Total Marks: 30 Marks
• Pass Mark: 50%, or 15/30 Marks
• Duration: 40 Minutes

Who should attend this ISO 37301 Compliance Management Systems Lead Implementer Training Course?

This ISO 37301 Compliance Management Systems Lead Implementer Training Course equips attendees with the knowledge and skills needed to audit compliance management systems effectively. Here are roles or individuals who might find attending an ISO 37301 Compliance Management Systems Lead Implementer Training Course beneficial:

• Compliance Officers and Managers
• Internal Auditors
• External Auditors and Consultants
• Regulatory Affairs Professionals
• Risk Management Professionals
• Quality Assurance and Quality Management Professionals
• Operational Managers
• Legal and Compliance Professionals

Prerequisites of this ISO 37301 Compliance Management Systems Lead Implementer Training Course

There are no formal prerequisites for attending this ISO 37301 Compliance Management Systems Lead Implementer Training Course. However, familiarity with ISO 37301 Compliance Management Systems concepts can be beneficial for the delegates.

ISO 37301 Compliance Management Systems Lead Implementer Course Overview

ISO 37301 Lead Implementer training focuses on equipping professionals with the skills to effectively establish, implement, and manage a Compliance Management System (CMS) in accordance with ISO 37301 standards. This training enables organisations to create a robust compliance framework that minimises risks and ensures ongoing regulatory adherence. For individuals, the training provides practical knowledge of compliance implementation, audit procedures, and risk management strategies. Career-wise, delegates will gain a valuable certification that enhances their credibility and opens up opportunities in compliance management and auditing roles.

In this course, delegates will learn the core principles of ISO 37301 compliance management systems and how to implement them effectively within their organisations. They will gain a deep understanding of the ISO 37301 framework, including compliance requirements, risk-based management approaches, and the structure of a Compliance Management System (CMS). Delegates will also explore audit procedures, compliance monitoring, performance evaluation, and how to create and maintain an effective compliance programme.

ISO 37301 Compliance Management Systems Lead Implementer Course Objectives

• To understand the scope and key principles of ISO 37301 compliance
• To develop skills in implementing and managing compliance management systems
• To explore the role of leadership and commitment in compliance management
• To gain knowledge of compliance monitoring, auditing, and evaluation techniques
• To learn how to assess and mitigate compliance risks effectively
• To acquire the skills to create and maintain a compliance programme

After completing this training, delegates will be able to lead the implementation of an ISO 37301-compliant compliance management system within their organisation. They will be able to assess compliance risks, develop and execute effective compliance strategies, and ensure that their organisation adheres to legal and regulatory requirements. Delegates will also be capable of planning and conducting internal audits, monitoring compliance performance, and identifying areas for improvement.

What’s included in this ISO 37301 Compliance Management Systems Lead Implementer Training Course?

• ISO 37301 Compliance Management Systems Lead Implementer Examination
• World-Class Training Sessions from Experienced Instructors
• ISO 37301 Compliance Management Systems Lead Implementer Training Certificate
• Digital Delegate Pack