Course information

MiFID II Professional Course Outline

Module 1: Introduction to MiFID

  • What is MiFID?
  • What is MiFID II?

Module 2: Market Structure

  • Regulated Markets
  • Systematic Internalisers
  • Organised Trading Facility
  • OTFs Specific Rules
  • Multilateral Trading Facilities
  • MTFs Rules
  • Advantages of MTFs
  • SI Obligations
  • Trading Obligation for Derivatives
  • On-Venue Trading Obligations

Module 3: Transparency

  • Overview
  • Waivers
  • Deferrals

Module 4: Organisational Requirements

  • Corporate Governance
  • Principles for Businesses
  • Remuneration
  • Title Transfer Collateral

Module 5: Conduct of Business

  • Inducements
  • Suitability and Appropriateness
  • Best Execution

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Who should attend this MiFID II Professional Course?

The MiFID II Professional Training Course provides financial professionals with an in-depth knowledge of MiFID II and its regulatory framework. This course can benefit a wide range of professionals, including:

  • Compliance Officers
  • Legal and Regulatory Professionals
  • Investment Advisors and Managers
  • Brokerage and Trading Professionals
  • Risk Management
  • Financial Analysts
  • Regulatory Consultants

Prerequisites of the MiFID II Professional Course

There are no formal prerequisites for attending this MiFID II Professional Course.

MiFID II Professional Course Overview

In 2007 the European Union first attempt to regulate the financial market saw the introduction of MiFID I the effect of which was a harmonised transaction reporting regime across Europe. In MiFID II, the European Commission takes the current objective of transaction reporting - the detection and investigation of potential market abuse – and expands it into supporting “market integrity”.

MiFID II requires major implementation changes and a reassessment of existing business models. The original MiFID led to a major shift in the cash equity markets, and the MiFID II impact will be even more pronounced, to cover the way almost all OTC products are priced, traded and reported. 

The original MiFID Transaction Reporting provides a platform for European Market participants to gain an appreciation of changes introduced by MiFID II and get ahead of the forthcoming MiFIR Transaction Reporting through developing a reporting model to suit their business.

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What’s included in this MiFID II Professional Course?

  • World-Class Training Sessions from Experienced Instructors 
  • MiFID II Professional Certificate
  • Digital Delegate Pack

Why choose us

Our Hong Kong venue

Includes..

Free Wi-Fi

To make sure you’re always connected we offer completely free and easy to access wi-fi.

Air conditioned

To keep you comfortable during your course we offer a fully air conditioned environment.

Full IT support

IT support is on hand to sort out any unforseen issues that may arise.

Video equipment

This location has full video conferencing equipment.

Hong Kong is an autonomous territory of the People’s Republic of China and can be located on the southern coast of China. Hong Kong has a population of around 7 million people. The education system in Hong Kong is mostly based around the English system and it is overseen by the Education Bureau and the Social Welfare Department. One of the earliest schools in Hong Kong was Li Ying College established in 1075. The education level begins with preschool education that is payable education, paid by pupil’s parents. The primary and secondary education is mandatory for every child in Hong Kong to attend from the age of 6 to 18. Higher education remains exclusive in Hong Kong and adult education is a growing sector in Hong Kong, with two non-profit school running evening courses. The University of Hong Kong was founded in 1911 and is the oldest tertiary (higher education) institution in Hong Kong and is organised into 10 academic faculties with English as the main language of instruction. The Education Bureau in Hong Kong also provides educational services for immigrant children from mainland China and other countries. Hong Kong also has 175 internal schools.

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Address

62/F & 66/F
The Center
99 Queens Road
Central
Hong Kong

T: +852 2592 5349

Ways to take this course

Experience live, interactive learning from home with The Knowledge Academy's Online Instructor-led Markets In Financial Instruments Directive Courses | MiFID II Professional Training in Hong Kong. Engage directly with expert instructors, mirroring the classroom schedule for a comprehensive learning journey. Enjoy the convenience of virtual learning without compromising on the quality of interaction.

Unlock your potential with The Knowledge Academy's Markets In Financial Instruments Directive Courses | MiFID II Professional Training in Hong Kong, accessible anytime, anywhere on any device. Enjoy 90 days of online course access, extendable upon request, and benefit from the support of our expert trainers. Elevate your skills at your own pace with our Online Self-paced sessions.

What our customers are saying

Markets In Financial Instruments Directive Courses | MiFID II Professional Training in Hong Kong FAQs

Please arrive at the venue at 8:45am.
Compliance Managers Risk Managers Operations Business Analysts Project Managers Transaction Reporting and Back Office Professionals
We are able to provide support via phone & email prior to attending, during and after the course.
Delegate pack consisting of course notes and exercises, Manual, Experienced Instructor, and Refreshments
Once your booking has been placed and confirmed, you will receive an email which contains your course location, course overview, pre-course reading material (if required), course agenda and payment receipts
The training fees for MiFID II Professional certification in Hong Kong starts from HKD12095
The Knowledge Academy is the Leading global training provider for MiFID II Professional.
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Why choose us

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Best price in the industry

You won't find better value in the marketplace. If you do find a lower price, we will beat it.

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Many delivery methods

Flexible delivery methods are available depending on your learning style.

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High quality resources

Resources are included for a comprehensive learning experience.

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"Really good course and well organised. Trainer was great with a sense of humour - his experience allowed a free flowing course, structured to help you gain as much information & relevant experience whilst helping prepare you for the exam"

Joshua Davies, Thames Water

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